SEC Form 4 · accession 0001437749-18-017760
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Rehm
Officer — Executive Vice President
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,530 | I | 401K/ESOP FBO Michael Rehm | |
| Common Stock | holding | — | — | — | 8,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $39.32 | Oct 1, 2018 | A | 10,000 | A | Oct 1, 2019 | Oct 1, 2028 | Common Stock | 10,000 | 10,000 | D |
| Stock Appreciation Right | $14.02 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 2,250 | 2,250 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 1,800 | 1,800 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 1,875 | 1,875 | D |