SEC Form 4 · accession 0000812011-18-000108
VAIL RESORTS INC · MTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David T Shapiro
Officer — EVP, General Counsel & Sec.
Period of report
Sep 27, 2018
Accepted (ET)
Oct 1, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 27, 2018 | M | 541 | $0.00 | A | 5,745 | D | |
| Common StockF2 | Sep 27, 2018 | F | 238 | $286.13 | D | 5,507 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1 | $0.00 | Sep 27, 2018 | M | 541 | D | — | — | Common Stock | 541 | 1,082 | D |
| Restricted Share UnitF3 | $0.00 | Sep 27, 2018 | A | 2,038 | A | — | — | Common Stock | 2,038 | 2,038 | D |
| Share Appreciation RightF4 | $286.13 | Sep 27, 2018 | A | 4,922 | A | — | Sep 27, 2028 | Common Stock | 4,922 | 4,922 | D |
Explanation of responses
- F1On September 27, 2017, Reporting Person was granted 1,623 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 27, 2018.
- F2238 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F3On September 27, 2018, Reporting Person was granted 2,038 RSUs, which vest in three equal annual installments beginning on September 27, 2019.
- F4On September 27, 2018, Reporting Person was granted 4,922 Share Appreciation Rights, which vest in three equal annual installments beginning on September 27, 2019.