SEC Form 4/A · accession 0000812011-18-000119
VAIL RESORTS INC · MTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David T Shapiro
Officer — EVP, General Counsel & Sec.
Period of report
Sep 27, 2018
Accepted (ET)
Oct 9, 2018 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 27, 2018 | M | 541 | $0.00 | A | 5,745 | D | |
| Common StockF2,F3 | Sep 27, 2018 | F | 238 | $286.13 | D | 5,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1 | $0.00 | Sep 27, 2018 | M | 541 | D | — | — | Common Stock | 541 | 1,082 | D |
| Restricted Share UnitF4 | $0.00 | Sep 27, 2018 | A | 2,038 | A | — | — | Common Stock | 2,038 | 2,038 | D |
| Share Appreciation RightF5 | $286.13 | Sep 27, 2018 | A | 4,922 | A | — | Sep 27, 2028 | Common Stock | 4,922 | 4,922 | D |
Explanation of responses
- F1On September 27, 2017, Reporting Person was granted 1,623 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 27, 2018.
- F2238 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F3The purpose of this amendment is to correct the amount of securities beneficially owned by the Reporting Person. The total amount now includes 38 shares acquired in multiple periodic transactions under a dividend reinvestment plan, which shares were inadvertently not reported by the Reporting Person during such time.
- F4On September 27, 2018, Reporting Person was granted 2,038 RSUs, which vest in three equal annual installments beginning on September 27, 2019.
- F5On September 27, 2018, Reporting Person was granted 4,922 Share Appreciation Rights, which vest in three equal annual installments beginning on September 27, 2019.