SEC Form 4 · accession 0001382821-18-000114
Redfin Corp · RDFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bridget Frey
Officer — Chief Technology Officer
Period of report
Oct 1, 2018
Accepted (ET)
Oct 1, 2018 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | M | 5,000 | $3.75 | A | 42,758 | D | |
| Common Stock | Oct 1, 2018 | S | 5,000 | $19.00 | D | 37,758 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.75 | Oct 1, 2018 | M | 5,000 | D | — | Nov 26, 2023 | Common Stock | 5,000 | 98,462 | D |
Explanation of responses
- F1The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan.
- F2The stock option is fully exercisable.