SEC Form 4 · accession 0001225208-18-013935
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Pappas
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 1, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F6,F1,F4,F5 | — | Sep 28, 2018 | A | 938 | A | — | — | Common Stock | 938 | 6,275 | D |
Explanation of responses
- F1Each Deffered Stock Unit (DSU) is equivalent to one share of the Issuers' common stock upon vesting.
- F2The shares vested on September 28, 2018.
- F3The Reporting Person has elected to receive their quarterly Board retainer in Company stock.
- F4The DSU's will be settled into an equal number of shares of the Issuer's common stock on the earlier of (a) termination of the Reporting Person's service as a director, or (b) change in control as defined in the Plan and in accordance with Section 409A of the Internal Revenue Code.
- F5No expiration date is applicable to the DSUs.
- F6Closing stock price on September 28, 2018.