SEC Form 4 · accession 0000812011-18-000111
VAIL RESORTS INC · MTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Katz
Officer — Chief Exec.Officer & Chairman · Director
Period of report
Sep 27, 2018
Accepted (ET)
Oct 1, 2018 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 27, 2018 | M | 2,201 | $0.00 | A | 284,314 | D | |
| Common StockF2 | Sep 27, 2018 | F | 969 | $286.13 | D | 283,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1 | $0.00 | Sep 27, 2018 | M | 2,201 | D | — | — | Common Stock | 2,201 | 4,401 | D |
| Restricted Share UnitF3 | $0.00 | Sep 27, 2018 | A | 4,484 | A | — | — | Common Stock | 4,484 | 4,484 | D |
| Share Appreciation RightF4 | $357.66 | Sep 27, 2018 | A | 11,727 | A | — | Sep 27, 2028 | Common Stock | 11,727 | 11,727 | D |
Explanation of responses
- F1On September 27, 2017, Reporting Person was granted 6,602 Restricted Share Units ("RSUs"), which vest in three equal annual installments beginning on September 27, 2018.
- F2969 shares of common stock were withheld from the issuance of common stock to Reporting Person upon vesting of RSUs in order to satisfy the Reporting Person's obligations for payment of withholding and other taxes due in connection therewith.
- F3On September 27, 2018, Reporting Person was granted 4,484 RSUs, which vest in three equal annual installments beginning on September 27, 2019.
- F4On September 27, 2018, Reporting Person was granted 11,727 Share Appreciation Rights, which vest in three equal annual installments beginning on September 27, 2019.