Daily feed · SEC Form 4 filings

Stock options and other derivative activity — May 31, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

222 filings · trading day May 31, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 30, 2018 PForm 4 →	May 31, 3:24 pm EDT	ATOSSA GENETICS INCATOS	Kyle GuseCFO, Gen Counsel and Secretary	2,280	$1,000.00	$2,280,000	2,272	—
May 30, 2018 PForm 4 →	May 31, 3:26 pm EDT	ATOSSA GENETICS INCATOS	Steven C QuayPresident & CEO, Director	2,280	$1,000.00	$2,280,000	2,272	—
May 30, 2018 PForm 4 →	May 31, 3:29 pm EDT	ATOSSA GENETICS INCATOS	Shu-Chih ChenDirector	2,280	$1,000.00	$2,280,000	2,272	—
May 25, 2018 CMForm 4 →	May 30, 5:47 pm EDT	ROKU, INCROKU	Chas SmithGM, Sr. VP Roku TV & Players	261,816	$5.64	$1,476,642	0	—
May 31, 2018 AForm 4 →	May 31, 2:42 pm EDT	Lexaria Bioscience Corp.LXRP	Christopher BunkaCEO, Director, 10% Owner	700,000	$1.53	$1,071,000	1,497,500	—
May 25, 2018 DForm 4 →	May 30, 4:11 pm EDT	HARDINGE INCHDNG	Charles P DoughertyPresident and CEO, Director	150,000	$6.46	$969,000	0	—
May 31, 2018 AForm 4 →	May 31, 2:25 pm EDT	Lexaria Bioscience Corp.LXRP	John Martin DochertyDirector, 10% Owner	400,000	$1.53	$612,000	1,250,000	—
Apr 9, 2018 MForm 4/A →	May 30, 6:15 pm EDT	Mastercard IncMA	Michael FraccaroChief Human Resources Officer	3,993	$90.11	$359,824	4,372	—
May 24, 2018 XForm 4/A →	May 30, 4:31 pm EDT	United Financial Bancorp, Inc.UBNK	William HW Crawford IVCEO & President, Director	30,000	$10.54	$316,200	14,685	—
May 29, 2018 MForm 4 →	May 30, 4:01 pm EDT	HARTFORD FINANCIAL SERVICES GROUP INC/DEHIG	Brion S JohnsonExecutive Vice President	11,569	$24.15	$279,391	0	—
May 29, 2018 IForm 4 →	May 31, 11:45 am EDT	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	18,187	$13.75	$250,070	108,491	—
May 29, 2018 AForm 4 →	May 30, 6:01 pm EDT	NORDSTROM INCJWN	Stacy Brown-PhilpotDirector	4,595	$48.96	$224,971	4,595	—
May 25, 2018 DForm 4 →	May 30, 4:37 pm EDT	HARDINGE INCHDNG	Douglas J MaloneChief Financial Officer	30,000	$6.40	$192,000	0	—
May 30, 2018 MForm 4 →	May 31, 3:06 pm EDT	SOUTH STATE CorpSSB	John C PollokChief Financial Officer	4,023	$35.20	$141,610	43,687	—
May 25, 2018 DForm 4 →	May 30, 5:22 pm EDT	HARDINGE INCHDNG	Richard A. O'LearyVice Pres. & Chief HR Officer	30,000	$3.10	$93,000	0	—
May 29, 2018 AForm 4 →	May 31, 11:24 am EDT	SCOTTS MIRACLE-GRO COSMG	James HagedornChairman and CEO, Director, 10% Owner	1,046	$85.77	$89,757	99,074	—
May 25, 2018 DForm 4 →	May 30, 5:03 pm EDT	HARDINGE INCHDNG	Thomas F. McGrail IIIVice President Global Ops.	25,000	$3.10	$77,500	0	—
May 25, 2018 MForm 4 →	May 30, 5:13 pm EDT	EQUITY LIFESTYLE PROPERTIES INCELS	David J ContisDirector	2,800	$18.87	$52,822	2,800	—
May 29, 2018 MForm 4 →	May 31, 12:57 pm EDT	ZIONS BANCORPORATION /UT/ZION	Dianne R JamesExecutive Vice President	2,500	$18.87	$47,175	0	—
May 29, 2018 PForm 4 →	May 30, 5:38 pm EDT	Bright Mountain Media, Inc.BMTM	W Kip SpeyerCEO/President/Chairman, Director, 10% Owner	75,000	$0.40	$30,000	75,000	—
May 22, 2018 CMForm 4/A →	May 30, 4:20 pm EDT	RingCentral IncRNG	Praful ShahChief Strategy Officer	30,000	$2.73	$27,300	0	—
May 27, 2018 AForm 4 →	May 30, 6:42 pm EDT	GENERAL MILLS INCGIS	Alicia S Boler-DavisDirector	620	$42.29	$26,220	2,361	—
May 27, 2018 AForm 4 →	May 30, 6:57 pm EDT	GENERAL MILLS INCGIS	Stephen A OdlandDirector	532	$42.29	$22,498	27,929	—
May 27, 2018 AForm 4 →	May 30, 6:43 pm EDT	GENERAL MILLS INCGIS	Eric D SprunkDirector	472	$42.29	$19,961	3,675	—
May 29, 2018 CMForm 4 →	May 30, 4:19 pm EDT	RingCentral IncRNG	John H MarlowSVP, CAO & General Counsel	37,500	$0.99	$12,375	338,334	—
May 30, 2018 AForm 4 →	May 31, 1:30 pm EDT	NBT BANCORP INCNBTB	Andrew S Kowalczyk IIIDirector	292	$38.48	$11,235	740	—
May 29, 2018 AForm 4 →	May 30, 4:05 pm EDT	JBG SMITH PropertiesJBGS	Stephen W. TheriotCFO and Treasurer	135	$37.07	$5,004	11,335	—
May 29, 2018 AForm 4 →	May 31, 11:24 am EDT	SCOTTS MIRACLE-GRO COSMG	Denise StumpEVP, Global Human Resources	28	$85.77	$2,410	5,674	—
May 29, 2018 AForm 4 →	May 30, 4:40 pm EDT	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	15	$102.95	$1,558	606	—
May 29, 2018 AForm 4 →	May 30, 4:40 pm EDT	MCCORMICK & CO INCMKC	Brendan M FoleyPresident Global Consumer	13	$102.95	$1,346	598	—
May 29, 2018 AForm 4 →	May 30, 4:41 pm EDT	MCCORMICK & CO INCMKC	Christina M McMullenVice President & Controller	5	$102.95	$564	58	—
May 29, 2018 AForm 4 →	May 30, 4:00 pm EDT	OSHKOSH CORPOSK	Robert S MessinaSenior VP, Engineering & Tech.	16	—	—	2,012	—
May 29, 2018 AForm 4 →	May 30, 4:00 pm EDT	OSHKOSH CORPOSK	Marek W. MaySenior VP, Operations	16	—	—	2,012	—
May 29, 2018 AForm 4 →	May 30, 4:00 pm EDT	PARK OHIO HOLDINGS CORPPKOH	Patrick V AulettaDirector	24	—	—	7,784	—
May 29, 2018 AForm 4 →	May 30, 4:01 pm EDT	OSHKOSH CORPOSK	Joseph H KimmittExecutive Vice President	20	—	—	2,390	—
May 29, 2018 AForm 4 →	May 30, 4:01 pm EDT	PARK OHIO HOLDINGS CORPPKOH	Dan T Moore IIIDirector	14	—	—	4,537	—
May 29, 2018 AForm 4 →	May 30, 4:01 pm EDT	PARK OHIO HOLDINGS CORPPKOH	John D GrampaDirector	29	—	—	9,288	—
May 29, 2018 AForm 4 →	May 30, 4:01 pm EDT	OSHKOSH CORPOSK	Wilson R JonesPresident and CEO, Director	216	—	—	28,372	—
May 29, 2018 AForm 4 →	May 30, 4:01 pm EDT	PARK OHIO HOLDINGS CORPPKOH	Edward F CrawfordPresident, Director, 10% Owner	158	—	—	50,995	—
May 25, 2018 MForm 4 →	May 30, 4:04 pm EDT	Hill-Rom Holdings, Inc.HRC	Paul Sherwood JohnsonSVP & Pres. - PSS Acute Care	5,168	—	—	724	—
May 29, 2018 AForm 4 →	May 30, 4:05 pm EDT	GelTech Solutions, Inc.GLTC	Michael Lloyd RegerPresident, Director, 10% Owner	219,298	—	—	219,298	—
May 16, 2018 AForm 4 →	May 30, 4:09 pm EDT	HEARTLAND FINANCIAL USA INCHTLF	Martin J SchmitzDirector	1,235	—	—	0	—	late amended
May 25, 2018 MForm 4 →	May 30, 4:11 pm EDT	DIGI INTERNATIONAL INCDGII	Tracy L. RobertsVP, Technology Services	1,661	—	—	10,839	—
May 30, 2018 CForm 4 →	May 30, 4:14 pm EDT	Enviva Partners, LPEVA	Enviva Holdings, LP +5Director, 10% Owner	6,007,454	—	—	5,897,454	—
May 30, 2018 CForm 4 →	May 30, 4:15 pm EDT	Enviva Partners, LPEVA	Enviva Holdings, LP +5Director, 10% Owner	5,897,684	—	—	0	—
May 30, 2018 MForm 4 →	May 30, 4:18 pm EDT	LITTELFUSE INC /DELFUS	Meenal SethnaExecutive VP, CFO	3,440	—	—	6,878	—
May 26, 2018 MForm 4 →	May 30, 4:19 pm EDT	HOLOGIC INCHOLX	Robert W. McMahonChief Financial Officer	7,347	—	—	0	—
May 29, 2018 AForm 4 →	May 30, 4:19 pm EDT	OSHKOSH CORPOSK	James C FreedersSenior VP and Controller	6	—	—	1,056	—
May 25, 2018 AForm 4 →	May 30, 4:20 pm EDT	REGENXBIO Inc.RGNX	Alexandra GlucksmannDirector	25,000	—	—	25,000	—
May 25, 2018 MForm 4 →	May 30, 4:23 pm EDT	HOLOGIC INCHOLX	Karleen Marie ObertonCorp. VP & Chief Acctg Officer	525	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 4:25 pm EDT	REGENXBIO Inc.RGNX	Daniel Abdun-NabiDirector	12,500	—	—	12,500	—
May 25, 2018 AForm 4 →	May 30, 4:26 pm EDT	REGENXBIO Inc.RGNX	Luke M BesharDirector	12,500	—	—	12,500	—
May 25, 2018 MForm 4 →	May 30, 4:26 pm EDT	HOLOGIC INCHOLX	Peter J. Valenti IIIDivision Pres., Breast Health	11,177	—	—	7,766	—
May 28, 2018 MForm 4 →	May 30, 4:27 pm EDT	TFS Financial CORPTFSL	David S HuffmanChief Financial Officer	4,080	—	—	8,160	—
May 25, 2018 AForm 4 →	May 30, 4:29 pm EDT	REGENXBIO Inc.RGNX	Allan M. FoxDirector, 10% Owner	12,500	—	—	12,500	—
May 25, 2018 AForm 4 →	May 30, 4:30 pm EDT	REGENXBIO Inc.RGNX	Donald J Hayden Jr.Director	12,500	—	—	12,500	—
May 28, 2018 MForm 4 →	May 30, 4:32 pm EDT	TFS Financial CORPTFSL	Cathy W ZbanekChief Mkting Off of subsidiary	4,080	—	—	8,160	—
May 25, 2018 MForm 4 →	May 30, 4:32 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Laura K ThompsonExec VP & Chief Fin Ofcr	31,535	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 4:34 pm EDT	REGENXBIO Inc.RGNX	David C StumpDirector	12,500	—	—	12,500	—
May 4, 2018 MForm 4 →	May 30, 4:35 pm EDT	DESTINATION XL GROUP, INC.DXLG	John E KyeesDirector	154	—	—	0	—	late
May 29, 2018 DForm 4 →	May 30, 4:35 pm EDT	MICROSEMI CORPMSCC	Paul H PicklePresident & COO	39,647	—	—	0	—
May 29, 2018 DForm 4 →	May 30, 4:35 pm EDT	MICROSEMI CORPMSCC	Steven G LitchfieldEVP & Chief Strategy Officer	34,765	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 4:35 pm EDT	REGENXBIO Inc.RGNX	Daniel TasseDirector	12,500	—	—	12,500	—
May 28, 2018 MForm 4 →	May 30, 4:35 pm EDT	TFS Financial CORPTFSL	Paul J HumlChief Operating Officer	4,080	—	—	8,160	—
May 29, 2018 DForm 4 →	May 30, 4:36 pm EDT	MICROSEMI CORPMSCC	David GorenSVP Bus Affairs, Compl, Legal	23,192	—	—	0	—
May 29, 2018 DForm 4 →	May 30, 4:36 pm EDT	MICROSEMI CORPMSCC	Frederick C GoernerExec VP Worldwide Sales & Mktg	18,294	—	—	0	—
May 29, 2018 DForm 4 →	May 30, 4:37 pm EDT	MICROSEMI CORPMSCC	James J PetersonChairman of the Board & CEO, Director	250,000	—	—	0	—
May 29, 2018 DForm 4 →	May 30, 4:37 pm EDT	MICROSEMI CORPMSCC	John W HohenerEVP & Chief Financial Officer	32,401	—	—	0	—
May 29, 2018 MForm 4 →	May 30, 4:39 pm EDT	GARTNER INCIT	Karen E DykstraDirector	2,812	—	—	0	—
May 28, 2018 MForm 4 →	May 30, 4:40 pm EDT	TFS Financial CORPTFSL	Meredith S WeilCOO of subsidiary, Director	4,080	—	—	8,160	—
May 25, 2018 MForm 4 →	May 30, 4:41 pm EDT	MICRON TECHNOLOGY INCMU	Scott J DeboerEVP, Technology Development	24,795	—	—	48,960	—
Dec 12, 2017 AForm 4/A →	May 30, 2018, 4:43 pm EDT	Forterra, Inc.FRTA	Vikrant BhatiaExecutive Vice President	41,701	—	—	8,734	—
May 29, 2018 MForm 4 →	May 30, 4:46 pm EDT	Booz Allen Hamilton Holding CorpBAH	Gary D LabovichExecutive Vice President	18,000	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 4:47 pm EDT	REGENXBIO Inc.RGNX	Argeris N KarabelasDirector	12,500	—	—	12,500	—
May 25, 2018 MForm 4 →	May 30, 4:49 pm EDT	Horizon Pharma plcHZNP	Brian K BeelerEVP, General Counsel	48,000	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 4:53 pm EDT	Teladoc, Inc.TDOC	David B Snow Jr.Director	918	—	—	0	—
Apr 4, 2018 AMForm 4 →	May 30, 4:53 pm EDT	Hewlett Packard Enterprise CoHPE	Timothy C. StonesiferEVP & CFO	90,975	—	—	159,723	—	late
May 25, 2018 MForm 4 →	May 30, 4:54 pm EDT	Teladoc, Inc.TDOC	Helen DarlingDirector	918	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 4:55 pm EDT	Teladoc, Inc.TDOC	William H. FristDirector	918	—	—	0	—
May 30, 2018 MForm 4 →	May 30, 4:55 pm EDT	Northfield Bancorp, Inc.NFBK	Kenneth J DohertyEVP & Chief Lending Officer	29,000	—	—	128,856	—
May 25, 2018 MForm 4 →	May 30, 4:55 pm EDT	TIFFANY & COTIF	Leigh M. HarlanSENIOR VICE PRESIDENT	4,600	—	—	18,520	—
May 25, 2018 MForm 4 →	May 30, 4:55 pm EDT	Teladoc, Inc.TDOC	Michael GoldsteinDirector	918	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 4:55 pm EDT	TIFFANY & COTIF	Gretchen Koback-PurselSenior Vice President	1,338	—	—	106	—
May 25, 2018 MForm 4 →	May 30, 4:56 pm EDT	MCGRATH RENTCORPMGRC	Philip B HawkinsVP & Division Manager	11,440	—	—	26,880	—
May 25, 2018 MForm 4 →	May 30, 4:56 pm EDT	Teladoc, Inc.TDOC	Tom MawhinneyDirector	918	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 4:57 pm EDT	Teladoc, Inc.TDOC	Thomas McKinleyDirector	918	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 4:58 pm EDT	Teladoc, Inc.TDOC	Arneek MultaniDirector	918	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 5:00 pm EDT	Teladoc, Inc.TDOC	David L ShedlarzDirector	918	—	—	0	—
May 30, 2018 CForm 4 →	May 30, 5:01 pm EDT	Iterum Therapeutics plcITRM	Corey N. FishmanPresident & CEO, Director	38,900	—	—	0	—
May 30, 2018 CForm 4 →	May 30, 5:02 pm EDT	Iterum Therapeutics plcITRM	Michael W. DunneChief Scientific Officer	19,697	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 5:05 pm EDT	CPI Card Group Inc.PMTS	Silvio TavaresDirector	5,000	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 5:09 pm EDT	CPI Card Group Inc.PMTS	Diane FultonDirector	5,000	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 5:10 pm EDT	LendingClub CorpLC	Timothy BoganChief Risk Officer	70,804	—	—	629,665	—
May 22, 2018 MForm 4 →	May 30, 5:10 pm EDT	Franklin Financial Network Inc.FSB	James W Cross IVDirector	3,960	—	—	1,320	—	late
May 25, 2018 MForm 4 →	May 30, 5:11 pm EDT	CPI Card Group Inc.PMTS	Doug PearceDirector	5,000	—	—	0	—
May 30, 2018 CForm 4 →	May 30, 5:12 pm EDT	Iterum Therapeutics plcITRM	Judith M. MatthewsChief Financial Officer	16,484	—	—	0	—
May 26, 2018 AForm 4 →	May 30, 5:13 pm EDT	LendingClub CorpLC	Bahman KoohestaniChief Technology Officer	1,186,944	—	—	1,186,944	—
May 25, 2018 MForm 4 →	May 30, 5:13 pm EDT	ChemoCentryx, Inc.CCXI	Geoffrey M. ParkerDirector	12,912	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 5:14 pm EDT	CPI Card Group Inc.PMTS	Robert PearceDirector	5,000	—	—	0	—
May 30, 2018 CForm 4 →	May 30, 5:15 pm EDT	Iterum Therapeutics plcITRM	Patrick J Heron +4Director, 10% Owner	1,082,217	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 5:16 pm EDT	Rexnord CorpRXN	Rodney JacksonSVP-Bus.&Corp. Development	7,664	—	—	7,664	—
May 25, 2018 MForm 4 →	May 30, 5:16 pm EDT	CPI Card Group Inc.PMTS	Scott ScheirmanPresident & CEO, Director	5,000	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 5:17 pm EDT	Rexnord CorpRXN	Kevin J ZabaGroup Ex., President-PMC	20,046	—	—	20,046	—
May 30, 2018 CForm 4 →	May 30, 5:19 pm EDT	Iterum Therapeutics plcITRM	David George KellyDirector	9,548	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 5:20 pm EDT	Rexnord CorpRXN	George J PowersChief Human Resources Officer	11,792	—	—	11,792	—
May 25, 2018 AForm 4 →	May 30, 5:20 pm EDT	Rexnord CorpRXN	Sudhanshu ChhabraVP-Rexnord Business Systems	7,074	—	—	7,074	—
May 29, 2018 MForm 4 →	May 30, 5:20 pm EDT	Redfin CorpRDFN	Scott NagelPresident of Real Estate Ops	6,250	—	—	154,167	—
May 25, 2018 AForm 4 →	May 30, 5:21 pm EDT	Rexnord CorpRXN	Michael TroutmanChief Information Officer	7,430	—	—	7,430	—
May 25, 2018 AForm 4 →	May 30, 5:22 pm EDT	Rexnord CorpRXN	Craig WehrGroup Ex., President-Zurn	7,664	—	—	7,664	—
May 30, 2018 CForm 4 →	May 30, 5:22 pm EDT	Iterum Therapeutics plcITRM	Paul R EdickDirector	21,554	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 5:22 pm EDT	Rexnord CorpRXN	Todd A. AdamsPresident & CEO, Director	90,802	—	—	90,802	—
May 25, 2018 AForm 4 →	May 30, 5:23 pm EDT	Rexnord CorpRXN	Patricia M WhaleyVice Pres.-General Counsel	10,022	—	—	10,022	—
May 30, 2018 CForm 4 →	May 30, 5:25 pm EDT	Iterum Therapeutics plcITRM	CANAAN X L.P. +1Director, 10% Owner	1,226,514	—	—	0	—
May 29, 2018 MForm 4 →	May 30, 5:26 pm EDT	PROOFPOINT INCPFPT	Dana L EvanDirector	4,163	—	—	0	—
May 30, 2018 CForm 4 →	May 30, 5:26 pm EDT	Iterum Therapeutics plcITRM	Brenton Karl AhrensDirector	1,226,514	—	—	0	—
May 29, 2018 MForm 4 →	May 30, 5:26 pm EDT	Redfin CorpRDFN	Bridget FreyChief Technology Officer	5,000	—	—	118,462	—
May 25, 2018 AForm 4 →	May 30, 5:27 pm EDT	Rexnord CorpRXN	Mark W PetersonSVP & Chief Financial Officer	22,994	—	—	22,994	—
May 25, 2018 AForm 4 →	May 30, 5:29 pm EDT	MAXLINEAR INCMXL	Ted L Tewksbury IIIDirector	8,748	—	—	8,748	—
May 29, 2018 MForm 4 →	May 30, 5:29 pm EDT	Redfin CorpRDFN	Selina TobaccowalaDirector	25,000	—	—	0	—
May 30, 2018 CForm 4 →	May 30, 5:29 pm EDT	Iterum Therapeutics plcITRM	Shahzad MalikDirector	631,177	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 5:30 pm EDT	Blue Apron Holdings, Inc.APRN	Timothy BensleyCFO & Treasurer	328,905	—	—	328,905	—
May 25, 2018 MForm 4 →	May 30, 5:31 pm EDT	Blue Apron Holdings, Inc.APRN	Timothy J SmithSVP&Gen. Mgr.Consumer Products	19,031	—	—	198,389	—
May 25, 2018 MForm 4 →	May 30, 5:31 pm EDT	Blue Apron Holdings, Inc.APRN	Ilia M PapasChief Technology Officer	13,225	—	—	198,389	—
May 25, 2018 MForm 4 →	May 30, 5:31 pm EDT	Blue Apron Holdings, Inc.APRN	Benjamin C SingerGeneral Counsel and Secretary	9,699	—	—	145,485	—
May 25, 2018 MForm 4 →	May 30, 5:32 pm EDT	Blue Apron Holdings, Inc.APRN	Jared CluffChief Marketing Officer	13,225	—	—	198,389	—
May 25, 2018 MForm 4 →	May 30, 5:32 pm EDT	Blue Apron Holdings, Inc.APRN	Brad DickersonPresident & CEO, Director	15,871	—	—	238,066	—
May 30, 2018 CForm 4 →	May 30, 5:32 pm EDT	Iterum Therapeutics plcITRM	James HealyDirector, 10% Owner	1,226,514	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 5:32 pm EDT	Blue Apron Holdings, Inc.APRN	Lainie CooneyChief Human Resources Officer	8,817	—	—	132,259	—
May 29, 2018 AForm 4 →	May 30, 5:32 pm EDT	ZAFGEN, INC.ZFGN	Brian McVeighChief Business Officer	225,000	—	—	225,000	—
May 29, 2018 MForm 4 →	May 30, 5:33 pm EDT	REGAL BELOIT CORPRBC	Mark Joseph GliebeChairman and CEO, Director	35,000	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 5:35 pm EDT	MAXLINEAR INCMXL	Donald E SchrockDirector	8,748	—	—	8,748	—
May 25, 2018 MForm 4 →	May 30, 5:36 pm EDT	HARDINGE INCHDNG	Mitchell I QuainDirector	21,230	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 5:38 pm EDT	MAXLINEAR INCMXL	Thomas E PardunDirector	8,748	—	—	8,748	—
May 25, 2018 MForm 4 →	May 30, 5:40 pm EDT	nVent Electric plcNVT	Randall J HoganDirector	12,055	—	—	184,572	—
May 25, 2018 AForm 4 →	May 30, 5:42 pm EDT	MAXLINEAR INCMXL	Albert J MoyerDirector	8,748	—	—	8,748	—
May 25, 2018 MForm 4 →	May 30, 5:43 pm EDT	CIGNA CORPCI	Hoeltzel Mary T AgogliaVP & Chief Accounting Officer	1,000	—	—	7,044	—
May 25, 2018 MForm 4 →	May 30, 5:44 pm EDT	URBAN OUTFITTERS INCURBN	Robert H StrouseDirector	80,000	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 5:46 pm EDT	Q2 Holdings, Inc.QTWO	Adam D BlueChief Technology Officer	60,000	—	—	26,048	—
May 25, 2018 AForm 4 →	May 30, 5:46 pm EDT	MAXLINEAR INCMXL	Steven CraddockDirector	8,748	—	—	8,748	—
May 29, 2018 MForm 4 →	May 30, 5:52 pm EDT	LOUISIANA-PACIFIC CORPLPX	Dustan E McCoyDirector	8,090	—	—	0	—
May 25, 2018 AForm 4 →	May 30, 5:53 pm EDT	NATURES SUNSHINE PRODUCTS INCNATR	Richard D MossDirector	25,000	—	—	25,000	—
May 26, 2018 MForm 4 →	May 30, 5:53 pm EDT	Knight-Swift Transportation Holdings Inc.KNX	Timothy Sean HarringtonExec Vice Pres Sales	409	—	—	818	—
May 28, 2018 MForm 4 →	May 30, 6:01 pm EDT	Transocean Ltd.RIG	Mark-Anthony Lovell MeyEVP & CFO	73,620	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 6:01 pm EDT	NovoCure LtdNVCR	Charles G Phillips IIIDirector	50,000	—	—	112,607	—
May 30, 2018 MForm 4 →	May 30, 6:02 pm EDT	Biohaven Pharmaceutical Holding Co Ltd.BHVN	James EngelhartChief Financial Officer	5,000	—	—	17,500	—
May 29, 2018 MForm 4 →	May 30, 6:03 pm EDT	CHUY'S HOLDINGS, INC.CHUY	Michael C. HatcherVP of Real Estate and Develop.	4,604	—	—	4,604	—
May 25, 2018 MForm 4 →	May 30, 6:08 pm EDT	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	10,000	—	—	440,649	—
May 25, 2018 MForm 4 →	May 30, 6:15 pm EDT	United Continental Holdings, Inc.UAL	Barney HarfordDirector	1,993	—	—	0	—
May 29, 2018 AForm 4 →	May 30, 6:23 pm EDT	MICROSOFT CORPMSFT	Reid HoffmanDirector	828	—	—	4,539	—
May 25, 2018 CForm 4 →	May 30, 6:24 pm EDT	Dolby Laboratories, Inc.DLB	Dagmar Dolby10% Owner	100,000	—	—	67,439	—
May 25, 2018 CForm 4 →	May 30, 6:28 pm EDT	Shake Shack Inc.SHAK	Jeffrey Flug +3Director, 10% Owner	100,000	—	—	272,574	—
May 25, 2018 MForm 4 →	May 30, 6:34 pm EDT	HARDINGE INCHDNG	R Tony TripenyDirector	21,595	—	—	0	—
May 29, 2018 AForm 4 →	May 30, 6:34 pm EDT	MICROSOFT CORPMSFT	Teri List-StollDirector	867	—	—	13,858	—
May 29, 2018 AForm 4 →	May 30, 6:36 pm EDT	MICROSOFT CORPMSFT	Charles H NoskiDirector	510	—	—	93,569	—
May 29, 2018 AForm 4 →	May 30, 6:39 pm EDT	MICROSOFT CORPMSFT	Sandra E PetersonDirector	828	—	—	12,248	—
May 29, 2018 AForm 4 →	May 30, 6:41 pm EDT	MICROSOFT CORPMSFT	Penny S PritzkerDirector	828	—	—	1,687	—
May 29, 2018 AForm 4 →	May 30, 6:49 pm EDT	MICROSOFT CORPMSFT	John Wendell ThompsonDirector	1,402	—	—	30,319	—
May 29, 2018 AForm 4 →	May 30, 6:50 pm EDT	MICROSOFT CORPMSFT	Padmasree WarriorDirector	159	—	—	2,355	—
May 25, 2018 MForm 4 →	May 30, 6:51 pm EDT	Rimini Street, Inc.RMNI	Kevin MaddockSVP, Global Sales - Recurring	3,000	—	—	369,931	—
May 25, 2018 MForm 4 →	May 30, 6:53 pm EDT	COUSINS PROPERTIES INCCUZ	Pamela F RoperSenior Vice President	6,684	—	—	0	—
May 18, 2018 MForm 4 →	May 30, 6:55 pm EDT	CERUS CORPCERS	Timothy B AndersonDirector	50,000	—	—	0	—	late
May 25, 2018 MForm 4 →	May 30, 7:22 pm EDT	LendingClub CorpLC	Sameer GulatiChief Operations Officer	65,575	—	—	489,740	—
May 25, 2018 MForm 4 →	May 30, 7:24 pm EDT	LendingClub CorpLC	Fergal StackSVP, Corporate Controller	17,723	—	—	265,860	—
May 25, 2018 MForm 4 →	May 30, 7:28 pm EDT	LendingClub CorpLC	Thomas W CaseyChief Financial Officer	69,779	—	—	839,553	—
May 30, 2018 MForm 4 →	May 30, 7:29 pm EDT	Ultragenyx Pharmaceutical Inc.RARE	Shalini SharpCFO & Executive Vice President	6,500	—	—	25,663	—
May 25, 2018 MForm 4 →	May 30, 7:31 pm EDT	LendingClub CorpLC	Russell S ElmerGeneral Counsel	78,229	—	—	559,702	—
May 25, 2018 MForm 4 →	May 30, 7:33 pm EDT	LendingClub CorpLC	Patrick J DunneChief Capital Officer	64,893	—	—	769,590	—
May 28, 2018 MForm 4 →	May 30, 7:33 pm EDT	FORMFACTOR INCFORM	Mike SlessorCEO, Director	6,667	—	—	0	—
May 26, 2018 MForm 4 →	May 30, 7:35 pm EDT	FORMFACTOR INCFORM	Thomas St DennisDirector	12,334	—	—	0	—
May 26, 2018 MForm 4 →	May 30, 7:39 pm EDT	FORMFACTOR INCFORM	Michael W ZellnerDirector	9,000	—	—	0	—
May 29, 2018 CForm 4 →	May 30, 7:40 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	255,000	—	—	367,954,967	—
May 26, 2018 MForm 4 →	May 30, 7:41 pm EDT	FORMFACTOR INCFORM	Raymond A LinkDirector	9,000	—	—	0	—
May 25, 2018 MForm 4 →	May 30, 7:41 pm EDT	LendingClub CorpLC	Scott SanbornCEO	81,045	—	—	699,628	—
May 28, 2018 MForm 4 →	May 30, 7:42 pm EDT	WILLIAMS SONOMA INCWSM	Marta BensonPRESIDENT POTTERY BARN BRAND	1,266	—	—	1,266	—
May 26, 2018 MForm 4 →	May 30, 7:43 pm EDT	FORMFACTOR INCFORM	Edward Rogas Jr.Director	9,000	—	—	0	—
May 29, 2018 MForm 4 →	May 30, 7:45 pm EDT	NETFLIX INCNFLX	Richard N BartonDirector	700	—	—	163	—
May 26, 2018 MForm 4 →	May 30, 7:45 pm EDT	FORMFACTOR INCFORM	Richard DeLateurDirector	9,000	—	—	0	—
May 29, 2018 MForm 4 →	May 30, 7:46 pm EDT	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	1,278	—
May 29, 2018 MForm 4 →	May 30, 7:46 pm EDT	WESTERN DIGITAL CORPWDC	Srinivasan SivaramEVP, Memory Technology	62,791	—	—	32,606	—
May 25, 2018 MForm 4 →	May 30, 7:46 pm EDT	LendingClub CorpLC	Steven AlloccaPresident	113,725	—	—	699,628	—
May 26, 2018 MForm 4 →	May 30, 7:49 pm EDT	FORMFACTOR INCFORM	Lothar MaierDirector	9,000	—	—	0	—
May 26, 2018 MForm 4 →	May 30, 7:54 pm EDT	FORMFACTOR INCFORM	Kelley Steven-WaissDirector	9,000	—	—	0	—
May 29, 2018 AForm 4 →	May 30, 8:04 pm EDT	Tracon Pharmaceuticals, Inc.TCON	Mark C WigginsChief Business Officer	280,000	—	—	280,000	—
May 28, 2018 AForm 4 →	May 30, 8:05 pm EDT	BOX INCBOX	Sue BarsamianDirector	18,094	—	—	18,094	—
May 29, 2018 MForm 4 →	May 30, 8:31 pm EDT	Apellis Pharmaceuticals, Inc.APLS	David O. WatsonGeneral Counsel	624	—	—	60,323	—
May 25, 2018 MForm 4 →	May 30, 9:18 pm EDT	Wave Life Sciences Ltd.WVE	Paul BolnoPresident and CEO, Director	31,711	—	—	372,778	—
May 29, 2018 MForm 4 →	May 30, 9:20 pm EDT	VARONIS SYSTEMS INCVRNS	David BassEVP Engineering & CTO	1,917	—	—	2,083	—
May 28, 2018 AForm 4 →	May 30, 9:57 pm EDT	NORTHWEST BIOTHERAPEUTICS INCNWBO	Jerry J JasinowskiDirector	4,900,000	—	—	4,900,000	—
May 28, 2018 AForm 4 →	May 30, 9:58 pm EDT	NORTHWEST BIOTHERAPEUTICS INCNWBO	Alton L BoyntonDirector	4,900,000	—	—	11,270,000	—
May 28, 2018 AForm 4 →	May 30, 9:59 pm EDT	NORTHWEST BIOTHERAPEUTICS INCNWBO	Linda F PowersDirector	39,200,000	—	—	39,200,000	—
May 28, 2018 AForm 4 →	May 30, 9:59 pm EDT	NORTHWEST BIOTHERAPEUTICS INCNWBO	Cofer BlackDirector	1,715,000	—	—	1,715,000	—
May 30, 2018 CForm 4 →	May 30, 9:59 pm EDT	Iterum Therapeutics plcITRM	Sofinnova Venture Partners IX, L.P. +310% Owner	1,226,514	—	—	0	—
May 28, 2018 AForm 4 →	May 31, 6:08 am EDT	NORTHWEST BIOTHERAPEUTICS INCNWBO	Navid MalikDirector	9,065,000	—	—	9,065,000	—	late
May 29, 2018 AForm 4 →	May 31, 8:56 am EDT	LAUREATE EDUCATION, INC.LAUR	Timothy P. GraceChief Human Resources Officer	12,887	—	—	12,887	—
May 29, 2018 AForm 4 →	May 31, 9:20 am EDT	CSS INDUSTRIES INCCSS	John M RoselliExec. VP and CFO	6,300	—	—	6,300	—
May 29, 2018 AForm 4 →	May 31, 9:22 am EDT	CSS INDUSTRIES INCCSS	William G KieslingVP and General Counsel	5,400	—	—	5,400	—
May 29, 2018 AForm 4 →	May 31, 9:22 am EDT	CSS INDUSTRIES INCCSS	John Stuart WhiteEVP - operations	6,300	—	—	6,300	—
May 29, 2018 AForm 4 →	May 31, 9:22 am EDT	CSS INDUSTRIES INCCSS	Cara FarleyExec. VP - Marketing	6,300	—	—	6,300	—
May 29, 2018 AForm 4 →	May 31, 9:24 am EDT	CSS INDUSTRIES INCCSS	Carey EdwardsEVP - Sales	6,300	—	—	6,300	—
May 29, 2018 AForm 4 →	May 31, 9:25 am EDT	CSS INDUSTRIES INCCSS	Christopher J MunyanPresident & CEO, Director	17,200	—	—	17,200	—
May 16, 2018 AForm 4/A →	May 31, 9:34 am EDT	HEARTLAND FINANCIAL USA INCHTLF	Martin J SchmitzDirector	1,695	—	—	0	—
May 30, 2018 MForm 4 →	May 31, 9:54 am EDT	ALBANY INTERNATIONAL CORP /DE/AIN	Robert Alan HansenSenior Vice President & CTO	150	—	—	0	—
May 29, 2018 MForm 4 →	May 31, 9:56 am EDT	LendingTree, Inc.TREE	Douglas R LebdaChairman & CEO, Director, 10% Owner	14,750	—	—	339,100	—
May 30, 2018 MForm 4 →	May 31, 10:19 am EDT	CHOICE HOTELS INTERNATIONAL INC /DECHH	Patrick CimerolaChief Human Resources Officer	7,758	—	—	0	—
May 29, 2018 MForm 4 →	May 31, 10:25 am EDT	ABERCROMBIE & FITCH CO /DE/ANF	Joanne C. CrevoiseratEVP & COO	20,000	—	—	0	—
May 29, 2018 MForm 4 →	May 31, 10:27 am EDT	Koppers Holdings Inc.KOP	Joseph P DowdGlobal VP, SHE & Process Excel	6,641	—	—	4,104	—
May 30, 2018 MForm 4 →	May 31, 10:47 am EDT	FRP HOLDINGS, INC.FRPH	John D KlopfensteinController & CAO	1,610	—	—	0	—
May 31, 2018 DForm 4 →	May 31, 11:04 am EDT	EVOLUTION PETROLEUM CORPEPM	Randall D KeysOther	29,101	—	—	0	—
May 1, 2018 AForm 4 →	May 31, 11:19 am EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Louise K GoeserDirector	12	—	—	25	—	late
May 30, 2018 MForm 4 →	May 31, 11:23 am EDT	State Auto Financial CORPSTFC	Matthew Stanley MrozekVice President	3,007	—	—	507	—
May 1, 2018 AForm 4 →	May 31, 11:31 am EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Erik GershwindPresident and CEO, Director	217	—	—	1,191	—	late
May 30, 2018 MForm 4 →	May 31, 12:12 pm EDT	POWER INTEGRATIONS INCPOWI	William GeorgeDirector	3,000	—	—	12,834	—
May 30, 2018 MForm 4 →	May 31, 12:12 pm EDT	POWER INTEGRATIONS INCPOWI	Balakrishnan S IyerDirector	3,333	—	—	0	—
May 29, 2018 AForm 4 →	May 31, 12:49 pm EDT	Level Brands, Inc.LEVB	Mark S ElliottCFO & COO	—	—	—	75,000	—
May 30, 2018 MForm 4 →	May 31, 1:23 pm EDT	Beneficial Bancorp Inc.BNCL	Thomas J LewisDirector	973	—	—	54,022	—
May 29, 2018 MForm 4 →	May 31, 1:38 pm EDT	NVR INCNVR	Eugene James BredowSVP, Chief Admin Officer	1,000	—	—	7,000	—
May 30, 2018 MForm 4 →	May 31, 1:57 pm EDT	NVR INCNVR	Eddie Arthur GrierDirector	350	—	—	1,360	—
May 30, 2018 MForm 4 →	May 31, 2:02 pm EDT	NVR INCNVR	Manuel H JohnsonDirector	300	—	—	2,300	—
May 29, 2018 MSForm 4 →	May 31, 2:58 pm EDT	INTUIT INCINTU	Henry Tayloe StansburyEVP, Chief Technology Officer	7,882	—	—	3,567	—
May 29, 2018 MForm 4 →	May 31, 3:01 pm EDT	INTUIT INCINTU	Daniel A WernikoffEVP, Consumer Group	225,543	—	—	42,798	—
May 29, 2018 MForm 4 →	May 31, 3:48 pm EDT	Global Water Resources, Inc.GWRS	William S LevineDirector, 10% Owner	25,000	—	—	0	—
May 30, 2018 MForm 4 →	May 31, 3:49 pm EDT	TIMKEN COTKR	Ward J Timken Jr.Director	31,150	—	—	73,450	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.