SEC Form 4 · accession 0001209191-18-034295
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Dowd
Officer — Global VP, SHE & Process Excel
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 10:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2018 | M | 6,641 | $17.57 | A | 24,638 | D | |
| Common Stock | May 29, 2018 | S | 6,641 | $40.00 | D | 17,997 | D | |
| Common Stock | May 30, 2018 | S | 4,246 | $40.70 | D | 13,751 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options Rights to BuyF2 | $17.57 | May 29, 2018 | M | 6,641 | D | Mar 3, 2016 | Mar 3, 2025 | Common Stock | 6,641 | 4,104 | D |
Explanation of responses
- F1Includes shares acquired under the Koppers Holdings Inc. Employee Stock Purchase Plan. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- F2These options vest in annual installments of 25 percent over four years.