Company · CIK 0001394319 · SIC 2836 — Biological Products, (No Diagnostic Substances)
Tracon Pharmaceuticals, Inc. · TCON
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 22, 2019 FForm 4 → | Jan 23, 4:48 pm EST | Charles TheuerPresident and CEO, Director | 9,290 | $1.04 | $9,663 | 123,565 | — | plan? |
| Dec 21, 2018 PForm 4 → | Dec 21, 6:32 pm EST | Charles TheuerPresident and CEO, Director | 49,000 | $0.6576 | $32,222 | 132,855 | +58.4% | plan? |
| Nov 29, 2018 SForm 4/A → | Dec 3, 10:14 am EST | Puissance Cross-Border Opportunities V LLC +610% Owner | 4,326 | $1.21 | $5,234 | 4,601,768 | −0.09% | plan? |
| Nov 29, 2018 PForm 4/A → | Dec 3, 10:14 am EST | Puissance Cross-Border Opportunities V LLC +610% Owner | 4,326 | $1.13 | $4,888 | 4,606,094 | +0.09% | plan? |
| Nov 29, 2018 SForm 4 → | Dec 3, 9:39 am EST | Puissance Cross-Border Opportunities V LLC +610% Owner | 4,326 | $1.21 | $5,234 | 4,601,768 | — | plan? |
| Nov 29, 2018 PForm 4 → | Dec 3, 9:39 am EST | Puissance Cross-Border Opportunities V LLC +610% Owner | 4,326 | $1.13 | $4,888 | 4,606,094 | +0.09% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:54 pm EDT | Ravi Viswanathan +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:53 pm EDT | Peter W. Sonsini +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:53 pm EDT | Scott D Sandell +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:52 pm EDT | David M Mott +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:52 pm EDT | Patrick J Kerins +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:51 pm EDT | Anthony A. Florence Jr. +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:51 pm EDT | Forest Baskett +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:51 pm EDT | Peter J Barris +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:50 pm EDT | M James Barrett +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:49 pm EDT | New Enterprise Associates 14, L.P. +210% Owner | 707,964 | $2.70 | $1,911,503 | 3,466,003 | +25.7% | plan? |
| Jan 22, 2018 FForm 4 → | Jan 23, 7:12 pm EST | H Casey LoganChief Business Officer | 3,317 | $2.95 | $9,785 | 27,754 | — | plan? |
| Jan 22, 2018 FForm 4 → | Jan 23, 7:11 pm EST | Charles TheuerPresident and CEO, Director | 9,290 | $2.95 | $27,406 | 76,855 | — | plan? |
| Jan 22, 2018 FForm 4 → | Jan 23, 7:11 pm EST | Patricia L BitarCFO | 3,317 | $2.95 | $9,785 | 29,636 | — | plan? |
| Jun 2, 2017 SForm 4 → | Jun 5, 7:03 pm EDT | William R LarueDirector | 2,500 | $2.69 | $6,733 | 13,388 | −15.7% | plan? |
| Jan 23, 2017 FForm 4 → | Jan 24, 7:29 pm EST | H Casey LoganChief Business Officer | 3,552 | $4.85 | $17,227 | 31,071 | — | plan? |
| Jan 23, 2017 FForm 4 → | Jan 24, 7:28 pm EST | Patricia L BitarCFO | 3,552 | $4.85 | $17,227 | 30,543 | — | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 6:03 pm EST | M James Barrett10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 6:02 pm EST | Peter J Barris10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 6:01 pm EST | Forest Baskett10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 6:00 pm EST | Anthony A. Florence Jr.10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 5:59 pm EST | Patrick J Kerins10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 5:58 pm EST | Krishna Kittu Kolluri10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 5:57 pm EST | David M Mott10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 5:56 pm EST | Scott D Sandell10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 5:54 pm EST | Peter W. Sonsini10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 5:53 pm EST | Ravi Viswanathan10% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Nov 29, 2016 PForm 4 → | Nov 29, 5:49 pm EST | New Enterprise Associates 14, L.P. +210% Owner | 869,565 | $5.75 | $4,999,999 | 2,758,039 | +46.0% | plan? |
| Jun 3, 2016 SForm 4 → | Jun 7, 7:59 pm EDT | Ronald L ShazerChief Medical Officer | 1,003 | $7.48 | $7,502 | 335 | −75.0% | plan? |
| Jun 1, 2016 AForm 4 → | Jun 2, 8:51 pm EDT | Paul Edward WalkerDirector | 7,500 | — | — | 7,500 | — | plan? |
| Jun 1, 2016 AForm 4 → | Jun 2, 7:10 pm EDT | J Rainer TwifordDirector | 7,500 | — | — | 7,500 | — | plan? |
| Jun 1, 2016 AForm 4 → | Jun 2, 7:09 pm EDT | Stephen T WorlandDirector | 7,500 | — | — | 7,500 | — | plan? |
| Jun 1, 2016 AForm 4 → | Jun 2, 7:08 pm EDT | Martin A MattinglyDirector | 7,500 | — | — | 7,500 | — | plan? |
| Jun 1, 2016 AForm 4 → | Jun 2, 7:07 pm EDT | William R LarueDirector | 7,500 | — | — | 15,888 | — | plan? |
| Jan 23, 2016 FForm 4 → | Jan 24, 2017, 7:27 pm EST | Charles TheuerPresident and CEO, Director | 9,870 | $4.85 | $47,870 | 86,145 | — | plan? late |
| Jan 21, 2016 AForm 4 → | Jan 25, 4:40 pm EST | H Casey LoganChief Business Officer | 32,450 | — | — | 33,550 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 4:39 pm EST | Patricia L BitarCFO | 32,450 | — | — | 32,943 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 4:39 pm EST | Charles TheuerPresident and CEO, Director | 90,900 | — | — | 93,400 | — | plan? |
| Oct 16, 2015 SForm 4 → | Oct 19, 8:18 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 1,500 | $9.90 | $14,848 | 1,497,053 | −0.10% | plan? |
| Oct 15, 2015 SForm 4 → | Oct 15, 8:25 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 5,300 | $10.16 | $53,826 | 1,498,553 | −0.35% | plan? |
| Oct 9, 2015 SForm 4 → | Oct 13, 6:40 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 3,168 | $10.01 | $31,711 | 1,503,853 | −0.21% | plan? |
| Oct 7, 2015 SForm 4 → | Oct 8, 7:48 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 21,920 | $10.10 | $221,375 | 1,507,021 | −1.43% | plan? |
| Oct 2, 2015 SForm 4 → | Oct 6, 9:11 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 15,100 | $10.08 | $152,256 | 1,528,941 | −0.98% | plan? |
| Sep 25, 2015 SForm 4 → | Sep 29, 8:52 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 7,600 | $12.13 | $92,164 | 1,544,041 | −0.49% | plan? |
| Sep 23, 2015 SForm 4 → | Sep 24, 7:14 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 22,303 | $12.99 | $289,746 | 1,551,641 | −1.42% | plan? |
| Sep 21, 2015 SForm 4 → | Sep 22, 8:39 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 39,426 | $14.02 | $552,736 | 1,573,944 | −2.44% | plan? |
| Sep 18, 2015 SForm 4 → | Sep 22, 7:30 pm EDT | H Casey LoganChief Business Officer | 5,000 | $17.34 | $86,700 | 0 | −100% | plan? |
| Sep 18, 2015 MForm 4 → | Sep 22, 7:30 pm EDT | H Casey LoganChief Business Officer | 5,000 | $1.34 | $6,700 | 5,000 | — | plan? |
| Sep 18, 2015 SForm 4 → | Sep 22, 7:30 pm EDT | Charles TheuerPresident and CEO, Director | 10,000 | $17.34 | $173,400 | 0 | −100% | plan? |
| Sep 18, 2015 MForm 4 → | Sep 22, 7:30 pm EDT | Charles TheuerPresident and CEO, Director | 10,000 | $0.70 | $7,000 | 10,000 | — | plan? |
| Sep 15, 2015 SForm 4 → | Sep 17, 8:31 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 42,344 | $11.78 | $498,928 | 1,613,370 | −2.56% | plan? |
| Sep 10, 2015 SForm 4 → | Sep 14, 7:55 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 60,038 | $11.78 | $707,012 | 1,655,714 | −3.50% | plan? |
| Sep 10, 2015 SForm 4 → | Sep 14, 7:15 pm EDT | Charles TheuerPresident and CEO, Director | 3,516 | $12.00 | $42,192 | 0 | −100% | plan? |
| Sep 4, 2015 SForm 4 → | Sep 9, 7:56 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 24,300 | $10.59 | $257,409 | 1,715,752 | −1.40% | plan? |
| Sep 2, 2015 SForm 4 → | Sep 3, 7:23 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 15,300 | $10.51 | $160,839 | 1,740,052 | −0.87% | plan? |
| Aug 31, 2015 SForm 4 → | Sep 1, 8:00 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 14,000 | $10.42 | $145,938 | 1,755,352 | −0.79% | plan? |
| Aug 24, 2015 SForm 4 → | Aug 25, 7:05 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 3,000 | $11.00 | $33,000 | 1,769,352 | −0.17% | plan? |
| Aug 19, 2015 SForm 4 → | Aug 20, 7:29 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 10,683 | $11.36 | $121,391 | 1,772,352 | −0.60% | plan? |
| Aug 14, 2015 SForm 4 → | Aug 18, 7:58 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 11,174 | $11.71 | $130,811 | 1,783,035 | −0.62% | plan? |
| Aug 14, 2015 SForm 4 → | Aug 18, 7:00 pm EDT | Charles TheuerPresident and CEO, Director | 100 | $12.00 | $1,200 | 3,516 | −2.77% | plan? |
| Aug 12, 2015 SForm 4 → | Aug 14, 1:34 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 9,361 | $11.60 | $108,571 | 1,794,209 | −0.52% | plan? |
| Aug 11, 2015 SForm 4 → | Aug 12, 8:37 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 5,800 | $11.40 | $66,146 | 1,803,570 | −0.32% | plan? |
| Aug 7, 2015 SForm 4/A → | Aug 11, 9:10 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 8,300 | $11.59 | $96,209 | 1,809,370 | −0.46% | plan? |
| Aug 7, 2015 SForm 4 → | Aug 10, 7:13 pm EDT | JAFCO Super V3 Investment Limited Partnership10% Owner | 8,300 | $11.59 | $96,209 | 1,551,420 | −0.53% | plan? amended |
| Jul 30, 2015 JForm 4 → | Dec 21, 8:08 pm EST | Brookline Tracon Investment Fund II, LLC +310% Owner | 853,269 | — | — | 0 | — | plan? late |
| Feb 4, 2015 PForm 4/A → | Feb 17, 8:51 pm EST | JAFCO Super V3 Investment Limited Partnership10% Owner | 257,950 | $10.00 | $2,579,500 | 1,817,670 | +16.5% | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:57 pm EST | Harry R Weller10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:57 pm EST | Harry R Weller10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:57 pm EST | Ravi Viswanathan10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:57 pm EST | Ravi Viswanathan10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:57 pm EST | Peter W. Sonsini10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:57 pm EST | Peter W. Sonsini10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:56 pm EST | Scott D Sandell10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:56 pm EST | Scott D Sandell10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:56 pm EST | David M Mott10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:56 pm EST | David M Mott10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:56 pm EST | Krishna Kittu Kolluri10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:56 pm EST | Krishna Kittu Kolluri10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:56 pm EST | Patrick J Kerins10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:56 pm EST | Patrick J Kerins10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:55 pm EST | Anthony A. Florence Jr.10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:55 pm EST | Anthony A. Florence Jr.10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:55 pm EST | Ryan D Drant10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:55 pm EST | Ryan D Drant10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:55 pm EST | Forest Baskett10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:55 pm EST | Forest Baskett10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:54 pm EST | Peter J Barris10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:54 pm EST | Peter J Barris10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:54 pm EST | M James Barrett10% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:54 pm EST | M James Barrett10% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 PForm 4 → | Feb 5, 3:54 pm EST | New Enterprise Associates 14, L.P. +210% Owner | 500,000 | $10.00 | $5,000,000 | 1,888,474 | +36.0% | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:54 pm EST | New Enterprise Associates 14, L.P. +210% Owner | 1,388,474 | — | — | 1,388,474 | — | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:07 pm EST | JAFCO Super V3 Investment Limited Partnership10% Owner | 1,559,720 | — | — | 1,559,720 | — | plan? amended |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:07 pm EST | Brookline Tracon Investment Fund II, LLC +310% Owner | 657,552 | — | — | 657,552 | — | plan? |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:06 pm EST | J Rainer TwifordDirector | 657,552 | — | — | 657,552 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2018 AForm 4 → | Jun 13, 8:05 pm EDT | Theodore T WangDirector, 10% Owner | 15,000 | — | — | 15,000 | — | |
| Jun 13, 2018 AForm 4 → | Jun 13, 8:04 pm EDT | Martin A MattinglyDirector | 15,000 | — | — | 15,000 | — | |
| Jun 13, 2018 AForm 4 → | Jun 13, 8:04 pm EDT | Paul Edward WalkerDirector | 15,000 | — | — | 15,000 | — | |
| Jun 13, 2018 AForm 4 → | Jun 13, 8:03 pm EDT | William R LarueDirector | 15,000 | — | — | 15,000 | — | |
| Jun 13, 2018 AForm 4 → | Jun 13, 8:02 pm EDT | J Rainer TwifordDirector | 15,000 | — | — | 15,000 | — | |
| Jun 13, 2018 AForm 4 → | Jun 13, 8:01 pm EDT | Stephen T WorlandDirector | 15,000 | — | — | 15,000 | — | |
| May 29, 2018 AForm 4 → | May 30, 8:04 pm EDT | Mark C WigginsChief Business Officer | 280,000 | — | — | 280,000 | — | |
| Apr 6, 2018 AForm 4 → | Apr 9, 8:53 pm EDT | Theodore T WangDirector, 10% Owner | 25,000 | — | — | 25,000 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:54 pm EDT | Ravi Viswanathan +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:53 pm EDT | Peter W. Sonsini +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:53 pm EDT | Scott D Sandell +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:52 pm EDT | David M Mott +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:52 pm EDT | Patrick J Kerins +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:51 pm EDT | Anthony A. Florence Jr. +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:51 pm EDT | Forest Baskett +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:51 pm EDT | Peter J Barris +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:50 pm EDT | M James Barrett +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Mar 27, 2018 PForm 4 → | Mar 27, 4:49 pm EDT | New Enterprise Associates 14, L.P. +210% Owner | 707,964 | $0.125 | $88,496 | 707,964 | — | |
| Feb 21, 2018 AForm 4 → | Feb 23, 7:02 pm EST | Patricia L BitarCFO | 95,000 | — | — | 95,000 | — | |
| Feb 21, 2018 AForm 4 → | Feb 23, 7:01 pm EST | Charles TheuerPresident and CEO, Director | 225,000 | — | — | 225,000 | — | |
| Jun 15, 2017 AForm 4 → | Jun 15, 8:50 pm EDT | J Rainer TwifordDirector | 15,000 | — | — | 15,000 | — | |
| Jun 15, 2017 AForm 4 → | Jun 15, 8:49 pm EDT | Paul Edward WalkerDirector | 15,000 | — | — | 15,000 | — | |
| Jun 15, 2017 AForm 4 → | Jun 15, 8:49 pm EDT | William R LarueDirector | 15,000 | — | — | 15,000 | — | |
| Jun 15, 2017 AForm 4 → | Jun 15, 8:48 pm EDT | Martin A MattinglyDirector | 15,000 | — | — | 15,000 | — | |
| Jun 15, 2017 AForm 4 → | Jun 15, 8:47 pm EDT | Stephen T WorlandDirector | 15,000 | — | — | 15,000 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 7:29 pm EST | H Casey LoganChief Business Officer | 55,000 | — | — | 55,000 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 7:28 pm EST | Patricia L BitarCFO | 55,000 | — | — | 55,000 | — | |
| Jan 20, 2017 AForm 4 → | Jan 24, 7:27 pm EST | Charles TheuerPresident and CEO, Director | 190,000 | — | — | 190,000 | — | |
| Oct 5, 2015 AForm 4 → | Oct 6, 8:29 pm EDT | Ronald L ShazerChief Medical Officer | 153,139 | — | — | 153,139 | — | |
| Sep 18, 2015 MForm 4 → | Sep 22, 7:30 pm EDT | H Casey LoganChief Business Officer | 5,000 | — | — | 80,270 | — | |
| Sep 18, 2015 MForm 4 → | Sep 22, 7:30 pm EDT | Charles TheuerPresident and CEO, Director | 10,000 | — | — | 177,336 | — | |
| Jul 23, 2015 AForm 4 → | Jul 24, 6:08 pm EDT | Paul Edward WalkerDirector | 15,000 | — | — | 15,000 | — | |
| Jul 23, 2015 AForm 4 → | Jul 24, 6:05 pm EDT | J Rainer TwifordDirector | 15,000 | — | — | 15,000 | — | |
| Jul 23, 2015 AForm 4 → | Jul 24, 6:04 pm EDT | Martin A MattinglyDirector | 24,517 | — | — | 9,517 | — | |
| Jul 23, 2015 AForm 4 → | Jul 24, 6:03 pm EDT | Stephen T WorlandDirector | 21,103 | — | — | 6,103 | — | |
| Jul 23, 2015 AForm 4 → | Jul 24, 6:02 pm EDT | William R LarueDirector | 27,547 | — | — | 12,547 | — | |
| Mar 26, 2015 AForm 4 → | Mar 30, 10:58 am EDT | Charles TheuerPresident and CEO, Director | 147,213 | — | — | 147,213 | — | |
| Mar 25, 2015 AForm 4 → | Mar 27, 6:02 pm EDT | Patricia L BitarCFO | 51,546 | — | — | 51,546 | — | |
| Mar 25, 2015 AForm 4 → | Mar 27, 6:01 pm EDT | H Casey LoganChief Business Officer | 51,546 | — | — | 51,546 | — | |
| Mar 4, 2015 AForm 4 → | Mar 5, 6:07 pm EST | Martin A MattinglyDirector | 15,483 | — | — | 15,483 | — | |
| Feb 25, 2015 AForm 4 → | Feb 27, 4:28 pm EST | Stephen T WorlandDirector | 18,897 | — | — | 18,897 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:57 pm EST | Harry R Weller10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:57 pm EST | Ravi Viswanathan10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:57 pm EST | Peter W. Sonsini10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:56 pm EST | Scott D Sandell10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:56 pm EST | David M Mott10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:56 pm EST | Krishna Kittu Kolluri10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:56 pm EST | Patrick J Kerins10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:55 pm EST | Anthony A. Florence Jr.10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:55 pm EST | Ryan D Drant10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:55 pm EST | Forest Baskett10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:54 pm EST | Peter J Barris10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:54 pm EST | M James Barrett10% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:54 pm EST | New Enterprise Associates 14, L.P. +210% Owner | 5,373,396 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:07 pm EST | JAFCO Super V3 Investment Limited Partnership10% Owner | 6,036,120 | — | — | 0 | — | amended |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:07 pm EST | Brookline Tracon Investment Fund II, LLC +310% Owner | 2,544,729 | — | — | 0 | — | |
| Feb 4, 2015 CForm 4 → | Feb 5, 3:06 pm EST | J Rainer TwifordDirector | 2,544,729 | — | — | 0 | — |