SEC Form 4/A · accession 0001209191-15-065427
Tracon Pharmaceuticals, Inc. · TCON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2015 | S | 2,300 | $11.83 | D | 1,815,370 | D | |
| Common StockF1 | Aug 10, 2015 | S | 6,000 | $11.50 | D | 1,809,370 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount of securities beneficially owned following the reported transaction was previously misstated in the originally filed Form 4. This amendment corrects the amount of securities beneficially owned following the reported transaction.