SEC Form 4 · accession 0000076282-18-000083
PARK OHIO HOLDINGS CORP · PKOH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Crawford
Officer — President · Director · 10% Owner
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2018 | S | 1,000 | $40.75 | D | 1,616,829 | D | |
| Common StockF1 | holding | — | — | — | 10,650 | I | Spouse | |
| Common StockF2 | holding | — | — | — | 18,950 | I | Individual Account Retirement Plan | |
| Common StockF3 | holding | — | — | — | 11,700 | I | Crawford Capital Company | |
| Common StockF3 | holding | — | — | — | 22,500 | I | L'Accent Provence | |
| Common StockF3 | holding | — | — | — | 41,401 | I | First Francis Company, Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F4,F6 | — | May 29, 2018 | A | 158 | A | — | — | Common Stock | 158 | 50,995 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of all securities held by his wife and this report shall not be deemed an admission that the reporting person is the beneficial owner of those shares for purposes of Section 16 for any other purpose.
- F2Amount of securities beneficially owned as of December 31, 2017.
- F3The reporting person is a shareholder of the corporation that owns the reported securities and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F4Each Restricted Stock Unit ("RSU") represents a right to receive one share of Park-Ohio Holdings Corp. common stock ("Share").
- F5Reflects additional RSUs granted on May 29, 2018 pursuant to dividend equivalent sections of the Restricted Stock Units Agreements between Issuer and the Reporting Person.
- F6RSUs are fully vested and will be settled in Shares and delivered to the Reporting Person within 30 days after separation of service.