SEC Form 4 · accession 0001127602-18-019243
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J. Valenti III
Officer — Division Pres., Breast Health
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 25, 2018 | M | 3,411 | — | A | 42,507 | D | |
| Common StockF2 | May 25, 2018 | F | 1,070 | $38.92 | D | 41,437 | D | |
| Common StockF2 | May 29, 2018 | S | 2,341 | $38.52 | D | 39,096 | D | |
| Common StockF2 | May 29, 2018 | M | 7,766 | $23.82 | A | 46,862 | D | |
| Common StockF2 | May 29, 2018 | S | 7,766 | $38.52 | D | 39,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F4 | — | May 25, 2018 | M | 3,411 | D | — | — | Common Stock | 3,411 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F5 | $23.82 | May 29, 2018 | M | 7,766 | D | — | May 26, 2021 | Common Stock | 7,766 | 7,766 | D |
Explanation of responses
- F1Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F2Includes 4,170 restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
- F3Transaction pursuant to an existing 10b5-1 trading plan.
- F4This restricted stock unit award vests in four equal installments beginning on the first anniversary of the grant date.
- F5The option, issued pursuant to the 2008 Equity Incentive Plan, is exercisable in five equal annual installments beginning May 26, 2015.