SEC Form 4 · accession 0001039399-18-000049
FORMFACTOR INC · FORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Slessor
Officer — CEO · Director
Period of report
May 28, 2018
Accepted (ET)
May 30, 2018 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2018 | M | 6,667 | $0.00 | A | 317,935 | D | |
| Common Stock | May 28, 2018 | F | 3,599 | $13.40 | D | 314,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | May 28, 2018 | M | 6,667 | D | — | — | Common Stock | 6,667 | 0 | D |
Explanation of responses
- F1The Restricted Stock Units vest and are exercisable in three annual installments on each May 28 of 2016, 2017, and 2018 or thereafter, on the first market trading day.
- F2The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.