SEC Form 4 · accession 0001127602-18-019238
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W. McMahon
Officer — Chief Financial Officer
Period of report
May 26, 2018
Accepted (ET)
May 30, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 26, 2018 | M | 7,347 | — | A | 119,943 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F2,F4 | $0.00 | May 26, 2018 | M | 7,347 | D | — | — | Common Stock | 7,347 | 0 | D |
Explanation of responses
- F1Represents vested restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan and are voluntarily being reported on Table I.
- F2Restricted stock units are settled in shares of common stock on a one-for-one basis.
- F3Includes 91,259 restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
- F4This restricted stock unit award vests in four equal installments beginning on the first anniversary of the grant date.