SEC Form 4 · accession 0000896878-18-000085
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP, Chief Technology Officer
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2018 | M | 4,315 | $113.19 | A | 5,334 | D | |
| Common Stock | May 29, 2018 | M | 3,567 | $107.25 | A | 8,901 | D | |
| Common StockF2 | May 29, 2018 | S | 3,400 | $195.5741 | D | 5,501 | D | |
| Common StockF3 | May 29, 2018 | S | 2,606 | $196.7261 | D | 2,895 | D | |
| Common StockF4 | May 29, 2018 | S | 1,876 | $197.8165 | D | 1,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $113.19 | May 29, 2018 | M | 4,315 | D | — | Jul 20, 2023 | Common Stock | 4,315 | 30,211 | D |
| Non-Qualified Stock Option (right to buy)F6 | $107.25 | May 29, 2018 | S | 3,567 | D | — | Jul 22, 2022 | Common Stock | 3,567 | 3,567 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in December 2017.
- F2This transaction was executed in multiple trades ranging from $195.18 to $196.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $196.18 to $197.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $197.28 to $198.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5One third of the 77,679 options granted on 7/21/2016 vested on 7/21/2017 and thereafter 2.778% of the options vest on each monthly anniversary of that first vesting date.
- F6One third of the 64,197 options granted on 7/23/2015 vested on 7/23/2016 and thereafter 2.778% of the options vest on each monthly anniversary of that first vesting date.