SEC Form 4 · accession 0001439288-18-000070
Zurn Elkay Water Solutions Corp · ZWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Peterson
Officer — SVP & Chief Financial Officer
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2018 | A | 8,432 | — | A | 20,311 | D | |
| Common StockF2 | holding | — | — | — | 3,392 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $28.91 | May 25, 2018 | A | 22,994 | A | May 25, 2019 | May 25, 2028 | Common Stock | 22,994 | 22,994 | D |
| Stock Option (right to buy)F3 | $4.804 | holding | — | — | — | — | Jul 30, 2019 | Common Stock | 5,620 | 5,620 | D |
| Stock Option (right to buy)F3 | $8.888 | holding | — | — | — | — | Jul 29, 2020 | Common Stock | 7,284 | 7,284 | D |
| Stock Option (right to buy)F3 | $18.737 | holding | — | — | — | — | Dec 29, 2021 | Common Stock | 83,254 | 83,254 | D |
| Stock Option (right to buy)F3 | $22.03 | holding | — | — | — | — | May 11, 2022 | Common Stock | 225,000 | 225,000 | D |
| Stock Option (right to buy)F3 | $25.77 | holding | — | — | — | — | May 22, 2025 | Common Stock | 75,574 | 75,574 | D |
| Stock Option (right to buy)F4 | $19.70 | holding | — | — | — | May 20, 2017 | May 20, 2026 | Common Stock | 98,284 | 98,284 | D |
| Stock Option (right to buy)F4 | $23.13 | holding | — | — | — | May 19, 2018 | May 19, 2027 | Common Stock | 58,642 | 58,642 | D |
Explanation of responses
- F1Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.
- F2Based on information from the trustee of the 401(k) Plan.
- F3Option fully vested.
- F4The original option vests in three annual installments beginning on the date listed above.