SEC Form 4 · accession 0001209191-18-034266
CERUS CORP · CERS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy B Anderson
Director
Period of report
May 18, 2018
Accepted (ET)
May 30, 2018 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2018 | M | 25,000 | $3.19 | A | 130,573 | D | |
| Common Stock | May 18, 2018 | S | 11,000 | $6.65 | D | 119,573 | D | |
| Common Stock | May 18, 2018 | M | 25,000 | $2.86 | A | 144,573 | D | |
| Common Stock | May 18, 2018 | S | 12,000 | $6.65 | D | 132,573 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $3.19 | May 18, 2018 | M | 25,000 | D | — | Jan 1, 2023 | Common Stock | 25,000 | 0 | D |
| Option (Right to Buy)F2,F1 | $2.86 | May 18, 2018 | M | 25,000 | D | — | Jan 2, 2022 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The option became exercisable in 12 equal monthly installments after the grant date.
- F2Not applicable.