SEC Form 4 · accession 0001439288-18-000053
Zurn Elkay Water Solutions Corp · ZWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Jackson
Officer — SVP-Bus.&Corp. Development
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2018 | A | 2,811 | — | A | 14,908 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $28.91 | May 25, 2018 | A | 7,664 | A | May 25, 2019 | May 25, 2028 | Common Stock | 7,664 | 7,664 | D |
| Stock Option (right to buy)F2 | $28.60 | holding | — | — | — | Oct 30, 2015 | Oct 30, 2024 | Common Stock | 73,743 | 73,743 | D |
| Stock Option (right to buy)F3 | $25.77 | holding | — | — | — | — | May 22, 2025 | Common Stock | 25,978 | 25,978 | D |
| Stock Option (right to buy)F4 | $19.70 | holding | — | — | — | May 20, 2017 | May 20, 2026 | Common Stock | 43,682 | 43,682 | D |
| Stock Option (right to buy)F4 | $23.13 | holding | — | — | — | May 19, 2018 | May 19, 2027 | Common Stock | 20,062 | 20,062 | D |
Explanation of responses
- F1Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.
- F2The original option vests in four annual installments beginning on the date listed above.
- F3Option fully vested.
- F4The original option vests in three annual installments beginning on the date listed above.