SEC Form 4 · accession 0001439288-18-000065
Zurn Elkay Water Solutions Corp · ZWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia M Whaley
Officer — Vice Pres.-General Counsel
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001439288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2018 | A | 3,676 | — | A | 57,903 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $28.91 | May 25, 2018 | A | 10,022 | A | May 25, 2019 | May 25, 2028 | Common Stock | 10,022 | 10,022 | D |
| Stock Option (right to buy)F2 | $8.888 | holding | — | — | — | — | Jul 29, 2020 | Common Stock | 8,325 | 8,325 | D |
| Stock Option (right to buy)F2 | $22.03 | holding | — | — | — | — | May 11, 2022 | Common Stock | 45,000 | 45,000 | D |
| Stock Option (right to buy)F2 | $19.00 | holding | — | — | — | — | May 23, 2023 | Common Stock | 25,000 | 25,000 | D |
| Stock Option (right to buy)F3 | $29.31 | holding | — | — | — | Sep 3, 2015 | Sep 3, 2024 | Common Stock | 17,490 | 17,490 | D |
| Stock Option (right to buy)F2 | $25.77 | holding | — | — | — | — | May 22, 2025 | Common Stock | 21,255 | 21,255 | D |
| Stock Option (right to buy)F4 | $19.70 | holding | — | — | — | May 20, 2017 | May 20, 2026 | Common Stock | 38,222 | 38,222 | D |
| Stock Option (right to buy)F4 | $23.13 | holding | — | — | — | May 19, 2018 | May 19, 2027 | Common Stock | 25,618 | 25,618 | D |
Explanation of responses
- F1Restricted stock unit grant, which vests in three annual installments beginning on the first anniversary of the grant date, assuming continued employment.
- F2Option fully vested.
- F3The original option vests in four annual installments beginning on the date listed above.
- F4The original option vests in three annual installments beginning on the date listed above.