SEC Form 4 · accession 0001179110-18-007674
DIGI INTERNATIONAL INC · DGII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L. Roberts
Officer — VP, Technology Services
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2018 | M | 1,661 | $8.49 | A | 42,735 | D | |
| Common Stock | May 25, 2018 | S | 1,661 | $12.00 | D | 41,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $8.49 | May 25, 2018 | M | 1,661 | D | — | Nov 25, 2018 | Common Stock | 1,661 | 10,839 | D |
Explanation of responses
- F1Includes 331.95 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between October 1, 2017 and March 31, 2018.
- F2Fully vested.