SEC Form 4 · accession 0000047518-18-000057
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Sherwood Johnson
Officer — SVP & Pres. - PSS Acute Care
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2018 | M | 2,997 | $41.53 | A | 4,063 | D | |
| Common StockF1 | May 25, 2018 | S | 2,997 | $90.878 | D | 1,066 | D | |
| Common Stock | May 25, 2018 | M | 2,171 | $44.93 | A | 3,237 | D | |
| Common StockF2 | May 25, 2018 | S | 2,171 | $90.872 | D | 1,066 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $41.53 | May 25, 2018 | M | 2,997 | D | Nov 18, 2013 | Nov 18, 2023 | Common Stock | 2,997 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $44.93 | May 25, 2018 | M | 2,171 | D | Nov 17, 2014 | Nov 17, 2024 | Common Stock | 2,171 | 724 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $90.86 to $90.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $90.85 to $90.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options vested 25% on each of November 18, 2014, 2015, 2016 and 2017.
- F4Options vested, or will vest, 25% on each of November 17, 2015, 2016, 2017 and 2018.