SEC Form 4 · accession 0000874977-18-000083
State Auto Financial CORP · STFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Stanley Mrozek
Officer — Vice President
Period of report
May 30, 2018
Accepted (ET)
May 31, 2018 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874977
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares without par valueF1 | May 30, 2018 | M | 2,500 | $14.49 | A | 7,513 | D | |
| Common Shares without par valueF1 | May 30, 2018 | S | 2,500 | $30.56 | D | 5,013 | D | |
| Common Shares without par valueF1 | May 30, 2018 | M | 507 | $14.49 | A | 5,520 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy (NQ) | $14.49 | May 30, 2018 | M | 2,500 | D | Mar 5, 2010 | Mar 4, 2019 | Common Shares | 2,500 | 2,500 | D |
| Employee Stock Option Right to Buy (NQ) | $14.49 | May 30, 2018 | M | 507 | D | Mar 5, 2010 | Mar 4, 2019 | Common Shares | 507 | 507 | D |
Explanation of responses
- F1Includes the following acquisitions: 0.11, 0.12, and 2.55 shares acquired through Restricted Dividend Reinvestment in March 2018.