SEC Form 4 · accession 0001628280-18-007401
EVOLUTION PETROLEUM CORP · EPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall D Keys
Other
Period of report
May 31, 2018
Accepted (ET)
May 31, 2018 · 11:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2018 | D | 95,683 | $0.00 | D | 153,577 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Contingent Performance Stock GrantF1 | $0.00 | May 31, 2018 | D | 29,101 | D | — | Sep 1, 2020 | Common Stock | — | 0 | D |
Explanation of responses
- F1Expiration of unvested restricted stock grants and unvested contingent performance stock grants upon retirement, effective May 31, 2018