Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Mar 27, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

179 filings · trading day Mar 27, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 22, 2018 AForm 4 →	Mar 26, 9:09 pm EDT	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO	216,633	$118.04	$20,795,107	21,180	—
Mar 22, 2018 AForm 4 →	Mar 26, 9:44 pm EDT	SALESFORCE COM INCCRM	Bret Steven TaylorPres. & Chief Product Officer	216,633	$118.04	$20,795,107	21,180	—
Mar 22, 2018 AMForm 4 →	Mar 26, 9:13 pm EDT	SALESFORCE COM INCCRM	Mark J HawkinsPresident and CFO	190,151	$118.04	$16,636,085	98,117	—
Mar 22, 2018 AForm 4 →	Mar 26, 9:06 pm EDT	SALESFORCE COM INCCRM	Alexandre DayonPres. & Chief Product Officer	108,317	$118.04	$10,397,553	10,590	—
Mar 22, 2018 AForm 4 →	Mar 26, 9:42 pm EDT	SALESFORCE COM INCCRM	Amy E WeaverPres., Legal & General Counsel	108,317	$118.04	$10,397,553	10,590	—
Mar 22, 2018 AForm 4 →	Mar 26, 9:47 pm EDT	SALESFORCE COM INCCRM	Cynthia G. RobbinsPres. and Chief People Officer	108,317	$118.04	$10,397,553	10,590	—
Mar 22, 2018 AForm 4 →	Mar 26, 8:29 pm EDT	SALESFORCE COM INCCRM	Joe AllansonChief Accounting Officer	54,159	$118.04	$5,198,836	5,295	—
Mar 22, 2018 AForm 4 →	Mar 26, 9:40 pm EDT	SALESFORCE COM INCCRM	Maria MartinezPres., Sales & Cust. Success	54,159	$118.04	$5,198,836	5,295	—
Mar 23, 2018 AForm 4/A →	Mar 27, 1:09 pm EDT	TRIO-TECH INTERNATIONALTRT	A Charles WilsonDirector	40,000	$5.98	$239,200	40,000	—
Mar 23, 2018 AForm 4/A →	Mar 27, 1:10 pm EDT	TRIO-TECH INTERNATIONALTRT	S W YongPRESIDENT AND CEO, Director, 10% Owner	40,000	$5.98	$239,200	40,000	—
Mar 23, 2018 AForm 4 →	Mar 27, 11:24 am EDT	TRIO-TECH INTERNATIONALTRT	S W YongPRESIDENT AND CEO, Director, 10% Owner	40,000	$5.28	$211,200	40,000	—
Mar 23, 2018 AForm 4 →	Mar 27, 11:31 am EDT	TRIO-TECH INTERNATIONALTRT	A Charles WilsonDirector	40,000	$5.28	$211,200	40,000	—	amended
Mar 23, 2018 AForm 4/A →	Mar 27, 1:13 pm EDT	TRIO-TECH INTERNATIONALTRT	Victor Hock Ming TingVP AND CFO, Director	20,000	$5.98	$119,600	20,000	—
Mar 23, 2018 AForm 4 →	Mar 27, 1:15 pm EDT	TRIO-TECH INTERNATIONALTRT	Richard M HorowitzDirector, 10% Owner	20,000	$5.98	$119,600	20,000	—	amended
Mar 23, 2018 AForm 4 →	Mar 27, 1:40 pm EDT	TRIO-TECH INTERNATIONALTRT	Jason T AdelmanDirector	20,000	$5.98	$119,600	20,000	—
Mar 23, 2018 AForm 4 →	Mar 27, 11:16 am EDT	TRIO-TECH INTERNATIONALTRT	Victor Hock Ming TingVP AND CFO, Director	20,000	$5.28	$105,600	20,000	—	amended
Mar 23, 2018 AForm 4 →	Mar 27, 2:25 pm EDT	MICRON SOLUTIONS INC /DE/MICR	Salvatore Emma Jr.CEO/President, Director	25,000	$3.81	$95,250	25,000	—
Mar 23, 2018 AForm 4 →	Mar 27, 2:43 pm EDT	MICRON SOLUTIONS INC /DE/HPG11#40	Derek Thomas WelchCFO	20,000	$3.81	$76,200	20,000	—
Mar 26, 2018 MForm 4 →	Mar 27, 2:01 pm EDT	ESPEY MFG & ELECTRONICS CORPESP	Carl HelmetagDirector	1,400	$21.54	$30,156	13,000	—
Mar 21, 2018 MForm 4 →	Mar 27, 10:32 am EDT	SOUTHERN FIRST BANCSHARES INCSFST	Leighton M CubbageDirector	3,328	$5.67	$18,870	0	—	late
Mar 1, 2018 ACForm 4/A →	Mar 26, 4:57 pm EDT	EMC INSURANCE GROUP INCEMCI	Ian Christopher AsplundOther	2,815	$26.30	$14,807	1,689	—
Mar 27, 2018 AForm 4 →	Mar 27, 1:33 pm EDT	RENASANT CORPRNST	Michael D ShmerlingDirector	290	$42.60	$12,334	16,247	—
Mar 27, 2018 AForm 4 →	Mar 27, 1:33 pm EDT	RENASANT CORPRNST	James W GraySEVP	277	$42.85	$11,863	4,122	—
Dec 15, 2009 AForm 5/A →	Mar 26, 2018, 5:24 pm EDT	LIBBEY INCLBY	Susan A KovachVP,General Counsel & Secretary	910	$11.38	$10,357	997	—
Mar 27, 2018 AForm 4 →	Mar 27, 1:35 pm EDT	RENASANT CORPRNST	Fred F SharpeDirector	239	$42.60	$10,188	1,836	—
Mar 1, 2018 ACForm 4/A →	Mar 27, 12:10 pm EDT	EMC INSURANCE GROUP INCEMCI	Bradley J FredericksVice President & CIO	2,627	$26.30	$9,863	2,252	—	amended
Nov 22, 2016 PForm 4 →	Mar 26, 2018, 8:50 pm EDT	AmpliPhi Biosciences CorpAPHB	Jeremy Curnock CookDirector	46,666	$0.10	$4,667	46,666	—	late
Mar 21, 2018 AForm 4 →	Mar 26, 4:08 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Ralph AlvarezDirector	62	$60.89	$3,775	10,986	—	late
Mar 27, 2018 AForm 4 →	Mar 27, 1:34 pm EDT	RENASANT CORPRNST	J Niles McNeelDirector	83	$42.60	$3,542	7,330	—
Mar 27, 2018 AForm 4 →	Mar 27, 1:35 pm EDT	RENASANT CORPRNST	Jill V DeerDirector	68	$42.60	$2,896	3,739	—
Mar 21, 2018 AForm 4 →	Mar 26, 4:12 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Anthony DinoviDirector	42	$60.89	$2,557	7,357	—	late
Mar 23, 2018 AForm 4 →	Mar 27, 1:50 pm EDT	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	52	$47.79	$2,503	287	—
Mar 21, 2018 AForm 4 →	Mar 26, 4:12 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Sandra HorbachDirector	41	$60.89	$2,496	7,295	—	late
Mar 21, 2018 AForm 4 →	Mar 26, 4:13 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Carl SparksDirector	38	$60.89	$2,314	6,700	—	late
Mar 21, 2018 AForm 4 →	Mar 26, 4:11 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Irene Chang BrittDirector	36	$60.89	$2,192	6,325	—	late
Mar 27, 2018 AForm 4 →	Mar 27, 1:34 pm EDT	RENASANT CORPRNST	Edward Robinson McGrawCEO & COB, Director	42	$43.00	$1,800	6,905	—
Mar 27, 2018 AForm 4 →	Mar 27, 3:09 pm EDT	RENASANT CORPRNST	Michael D ShmerlingDirector	39	$42.60	$1,667	16,286	—
Mar 27, 2018 AForm 4 →	Mar 27, 3:10 pm EDT	RENASANT CORPRNST	Fred F SharpeDirector	29	$42.60	$1,250	1,865	—
Mar 27, 2018 AForm 4 →	Mar 27, 1:36 pm EDT	RENASANT CORPRNST	Richard HeyerDirector	25	$42.60	$1,062	8,334	—
Mar 27, 2018 AForm 4 →	Mar 27, 3:11 pm EDT	RENASANT CORPRNST	J Niles McNeelDirector	20	$42.60	$834	7,349	—
Mar 23, 2018 AForm 4 →	Mar 27, 1:50 pm EDT	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	13	$47.79	$605	70	—
Mar 21, 2018 AForm 4 →	Mar 26, 4:13 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Mark E NunnellyDirector	8	$60.89	$487	1,332	—	late
Mar 23, 2018 AForm 4 →	Mar 27, 2:50 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	8	$57.76	$451	6,901	—
Mar 27, 2018 AForm 4 →	Mar 27, 3:10 pm EDT	RENASANT CORPRNST	Jill V DeerDirector	10	$42.60	$417	3,749	—
Mar 22, 2018 AForm 4 →	Mar 26, 6:42 pm EDT	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	1	$250.67	$289	69	—
Mar 23, 2018 AForm 4 →	Mar 27, 1:50 pm EDT	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	5	$47.79	$257	1,357	—
Mar 27, 2018 AForm 4 →	Mar 27, 3:09 pm EDT	RENASANT CORPRNST	Richard HeyerDirector	6	$42.60	$250	8,340	—
Mar 21, 2018 AForm 4 →	Mar 26, 4:08 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Linda W. BoffDirector	4	$60.89	$244	706	—	late
Mar 22, 2018 MForm 4 →	Mar 26, 4:00 pm EDT	ALLIANCE ONE INTERNATIONAL, INC.AOI	William L OQuinn Jr.SVP Chief Legal Officer & Sec.	324	—	—	324	—
Mar 22, 2018 AForm 4 →	Mar 26, 4:01 pm EDT	OMNOVA SOLUTIONS INCOMN	Joseph M GingoDirector	8,555	—	—	40,283	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:01 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Steven L. HoerterChief Commercial Officer	2,050	—	—	70,900	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:02 pm EDT	COMCAST CORPCMCSA	Arthur R BlockEVP, GC and Secretary	48,050	—	—	38,840	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:02 pm EDT	Voyager Therapeutics, Inc.VYGR	Jane HendersonSr. V.P. & CFO, Corp. Dev.	31,100	—	—	165,584	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:02 pm EDT	COMCAST CORPCMCSA	Stephen B BurkeSr. EVP	91,440	—	—	685,136	—
Mar 23, 2018 SForm 4 →	Mar 26, 4:02 pm EDT	VICON INDUSTRIES INC /NY/VIII	Anita G Zucker10% Owner	1,500,000	—	—	0	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:02 pm EDT	Ollie's Bargain Outlet Holdings, Inc.OLLI	Howard FreedmanVP, Merchandising	892	—	—	2,679	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:03 pm EDT	Ollie's Bargain Outlet Holdings, Inc.OLLI	Mark L ButlerPresident, CEO, Director, 10% Owner	8,016	—	—	24,049	—
Mar 22, 2018 AForm 4 →	Mar 26, 4:04 pm EDT	OMNOVA SOLUTIONS INCOMN	Steven W PercyDirector	8,555	—	—	89,340	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:05 pm EDT	COMCAST CORPCMCSA	David L CohenSr. EVP	73,200	—	—	604,143	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:05 pm EDT	COMCAST CORPCMCSA	David N WatsonSr. EVP	24,240	—	—	105,760	—
Mar 22, 2018 AForm 4 →	Mar 26, 4:07 pm EDT	OMNOVA SOLUTIONS INCOMN	William R SeelbachDirector	8,555	—	—	89,340	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:07 pm EDT	ALLIANCE ONE INTERNATIONAL, INC.AOI	Graham J KayesEVP - BRM & Leaf	354	—	—	354	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:07 pm EDT	Ollie's Bargain Outlet Holdings, Inc.OLLI	Stanley FleishmanDirector	2,329	—	—	0	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:07 pm EDT	Blue Buffalo Pet Products, Inc.BUFF	Michael NathensonEVP, CFO and Treasurer	53,571	—	—	436,191	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:09 pm EDT	Ollie's Bargain Outlet Holdings, Inc.OLLI	Thomas HendricksonDirector	2,329	—	—	0	—
Mar 22, 2018 AForm 4 →	Mar 26, 4:09 pm EDT	OMNOVA SOLUTIONS INCOMN	Allan R RothwellDirector	8,555	—	—	74,534	—
Mar 22, 2018 AForm 4 →	Mar 26, 4:12 pm EDT	OMNOVA SOLUTIONS INCOMN	Janet Plaut GiesselmanDirector	8,555	—	—	40,283	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:14 pm EDT	Ollie's Bargain Outlet Holdings, Inc.OLLI	John W SwygertEVP, COO	2,940	—	—	8,822	—
Mar 22, 2018 AForm 4 →	Mar 26, 4:15 pm EDT	OMNOVA SOLUTIONS INCOMN	James A MitarotondaDirector	8,555	—	—	40,283	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:16 pm EDT	ALLIANCE ONE INTERNATIONAL, INC.AOI	Garcia Jose Maria CostaEVP- Global Ops & Supply Chain	354	—	—	354	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:18 pm EDT	Ollie's Bargain Outlet Holdings, Inc.OLLI	Robert FischDirector	2,329	—	—	0	—
Mar 22, 2018 MForm 4 →	Mar 26, 4:23 pm EDT	ALLIANCE ONE INTERNATIONAL, INC.AOI	Johannes Pieter SikkelPresident and CEO, Director	644	—	—	644	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:36 pm EDT	BROOKS AUTOMATION INCBRKS	A Clinton AllenDirector	28	—	—	7,882	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:37 pm EDT	BROOKS AUTOMATION INCBRKS	Robyn C DavisDirector	82	—	—	22,605	—
Mar 23, 2018 MForm 4 →	Mar 26, 4:38 pm EDT	BANCFIRST CORP /OK/BANF	Darryl SchmidtExecutive Vice President	40,000	—	—	0	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:38 pm EDT	BROOKS AUTOMATION INCBRKS	John K McGillicuddyDirector	273	—	—	78,291	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:39 pm EDT	BROOKS AUTOMATION INCBRKS	Kirk P PondDirector	145	—	—	43,341	—
Mar 23, 2018 MForm 4 →	Mar 26, 4:39 pm EDT	MYERS INDUSTRIES INCMYE	Kevin L. BrackmanVP, CAO	500	—	—	0	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:43 pm EDT	DANA INCDAN	Aziz AghiliPres Off-Hwy Technologies	337	—	—	1,506	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:43 pm EDT	DANA INCDAN	Jonathan Mark CollinsEVP & Chief Financial Officer	292	—	—	735	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Rodney R FilcekSVP & Chief Acctg Offic	87	—	—	388	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Rachel A GonzalezDirector	17	—	—	17	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	James Kevin KamsickasPresident & CEO, Director	2,003	—	—	10,886	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Virginia A KamskyDirector	17	—	—	17	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Terrence J KeatingDirector	227	—	—	3,298	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Douglas H LiedbergSVP, General Counsel and Secty	127	—	—	452	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Raymond E MabusDirector	17	—	—	17	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Michael J MackDirector	17	—	—	17	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Dwayne MatthewsPres - Power Technologies Grp	299	—	—	1,326	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	R Bruce McDonaldDirector	17	—	—	17	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Diarmuid B. OConnellDirector	17	—	—	17	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Robert D PylePres, Light Vehicle Driveline	311	—	—	1,370	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Mark A SchulzDirector	17	—	—	17	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Mark E WallaceEVP & Pres Comm Veh Drive Tech	435	—	—	1,952	—
Mar 23, 2018 AForm 4 →	Mar 26, 4:44 pm EDT	DANA INCDAN	Keith E WandellDirector	17	—	—	17	—
Mar 22, 2018 AForm 4 →	Mar 26, 4:46 pm EDT	NEOPHOTONICS CORPNPTN	Yang Chiah YeeSenior VP, Global Sales	183,000	—	—	99,800	—
Mar 26, 2018 MForm 4 →	Mar 26, 4:51 pm EDT	TAILORED BRANDS INCTLRD	Douglas Scott EwertChief Executive Officer, Director	55,005	—	—	0	—
Mar 22, 2018 MForm 4 →	Mar 26, 5:03 pm EDT	National Vision Holdings, Inc.EYE	Mitchell GoodmanSVP, GC and Secretary	7,166	—	—	78,274	—
Mar 22, 2018 MForm 4 →	Mar 26, 5:05 pm EDT	National Vision Holdings, Inc.EYE	Jeff BusbeeSVP, Chief HR Officer	5,625	—	—	16,345	—
Mar 22, 2018 MForm 4 →	Mar 26, 5:06 pm EDT	QUALCOMM INC/DEQCOM	Stiles Barbara AlexanderDirector	3,073	—	—	9,215	—
Mar 22, 2018 MForm 4 →	Mar 26, 5:06 pm EDT	QUALCOMM INC/DEQCOM	Jeffrey William HendersonDirector	795	—	—	9,215	—
Mar 22, 2018 MForm 4 →	Mar 26, 5:06 pm EDT	QUALCOMM INC/DEQCOM	Thomas W HortonDirector	3,073	—	—	9,215	—
Mar 20, 2018 AForm 4 →	Mar 26, 5:06 pm EDT	WillScot CorpWSC	Bradley Lee SoultzPresident and CEO, Director	685,556	—	—	408,497	—	late
Mar 22, 2018 MForm 4 →	Mar 26, 5:07 pm EDT	QUALCOMM INC/DEQCOM	Harish ManwaniDirector	3,073	—	—	9,215	—
Mar 22, 2018 MForm 4 →	Mar 26, 5:07 pm EDT	QUALCOMM INC/DEQCOM	Mark D McLaughlinDirector	1,993	—	—	9,215	—
Mar 20, 2018 AForm 4 →	Mar 26, 5:07 pm EDT	WillScot CorpWSC	Bradley Leon BaconVP, General Counsel & Sec	92,419	—	—	55,069	—	late
Mar 22, 2018 MForm 4 →	Mar 26, 5:07 pm EDT	QUALCOMM INC/DEQCOM	Francisco RosDirector	3,073	—	—	9,215	—
Mar 22, 2018 MForm 4 →	Mar 26, 5:07 pm EDT	QUALCOMM INC/DEQCOM	Anthony J VinciquerraDirector	1,993	—	—	9,215	—
Mar 20, 2018 AForm 4 →	Mar 26, 5:07 pm EDT	WillScot CorpWSC	Timothy D BoswellChief Financial Officer	210,940	—	—	125,691	—	late
Mar 23, 2018 MForm 4 →	Mar 26, 5:25 pm EDT	INTUIT INCINTU	Brad D SmithChairman, CEO & President, Director	1,092	—	—	35,401	—
Mar 26, 2018 MForm 4 →	Mar 26, 5:26 pm EDT	AMERICAN EQUITY INVESTMENT LIFE HOLDING COAEL	Alonzo A J J StricklandDirector	10,000	—	—	0	—
Mar 22, 2018 MForm 4 →	Mar 26, 5:30 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	1,100	—	—	109,452	—
Mar 22, 2018 AForm 4 →	Mar 26, 5:34 pm EDT	Okta, Inc.OKTA	Jacques Frederic KerrestChief Operating Officer, Director	163,400	—	—	114,000	—
Mar 23, 2018 MForm 4 →	Mar 26, 5:35 pm EDT	AMERICAN EQUITY INVESTMENT LIFE HOLDING COAEL	Ronald James GrensteinerExecutive Vice President	47,750	—	—	0	—
Mar 22, 2018 AForm 4 →	Mar 26, 5:35 pm EDT	Okta, Inc.OKTA	William E LoschChief Financial Officer	116,800	—	—	81,500	—
Mar 21, 2018 MForm 4 →	Mar 26, 5:36 pm EDT	Renewable Energy Group, Inc.REGI	Gary HaerVP, Sales and Marketing	46,286	—	—	0	—	late
Mar 22, 2018 AForm 4 →	Mar 26, 5:37 pm EDT	Okta, Inc.OKTA	Todd McKinnonChief Executive Officer, Director	187,000	—	—	130,500	—
Mar 22, 2018 AForm 4 →	Mar 26, 5:37 pm EDT	Okta, Inc.OKTA	Charles RaceSee Remarks	83,800	—	—	58,500	—
Mar 22, 2018 AForm 4 →	Mar 26, 5:38 pm EDT	Okta, Inc.OKTA	Jonathan T RunyanGeneral Counsel and Secretary	74,500	—	—	52,000	—
Jan 2, 2018 AForm 4 →	Mar 26, 5:41 pm EDT	READING INTERNATIONAL INCRDI	Michael J. WrotniakDirector	4,199	—	—	4,199	—	late
Mar 23, 2018 MForm 4 →	Mar 26, 5:44 pm EDT	INSULET CORPPODD	Michael P SpearsSVP, QA and RA	5,166	—	—	22,819	—
Mar 23, 2018 MForm 4 →	Mar 26, 5:52 pm EDT	PLUMAS BANCORPPLBC	Kerry Dale WilsonEVP and CCO	4,800	—	—	7,200	—
Mar 22, 2018 AForm 4 →	Mar 26, 6:05 pm EDT	UGI CORP /PA/UGI	Ann P KellyVP, CAO & Corporate Controller	8,600	—	—	1,100	—
Mar 22, 2018 MForm 4 →	Mar 26, 6:09 pm EDT	ON SEMICONDUCTOR CORPON	Bernard GutmannExec VP & CFO	126,667	—	—	43,266	—
Mar 22, 2018 MForm 4 →	Mar 26, 6:13 pm EDT	AxoGen, Inc.AXGN	David K HansenVP Finance & Treasurer	36,500	—	—	0	—
Mar 15, 2018 AForm 4 →	Mar 26, 6:17 pm EDT	Great Elm Capital Group, Inc.GEC	John J WoodsChief Financial Officer	55,680	—	—	55,680	—	late
Mar 22, 2018 MForm 4 →	Mar 26, 6:23 pm EDT	HORACE MANN EDUCATORS CORP /DE/HMN	Matthew P. SharpeExecutive Vice President	7,893	—	—	0	—
Mar 22, 2018 AForm 4 →	Mar 26, 6:26 pm EDT	PLAINS ALL AMERICAN PIPELINE LPPAA	Richard K. McGeeEVP, General Counsel & Sec.	25,000	—	—	25,000	—
Mar 22, 2018 AForm 4 →	Mar 26, 6:27 pm EDT	PLAINS ALL AMERICAN PIPELINE LPPAA	Daniel J NerbonneEVP - Operations & Engineering	25,000	—	—	25,000	—
Mar 22, 2018 AForm 4 →	Mar 26, 6:29 pm EDT	PLAINS ALL AMERICAN PIPELINE LPPAA	Willie CW ChiangEVP & COO, Director	50,000	—	—	50,000	—
Mar 22, 2018 AForm 4 →	Mar 26, 6:31 pm EDT	PLAINS ALL AMERICAN PIPELINE LPPAA	Chris HerboldVP-Acctg & Chief Acctg Officer	15,000	—	—	15,000	—
Mar 22, 2018 AForm 4 →	Mar 26, 6:34 pm EDT	PLAINS ALL AMERICAN PIPELINE LPPAA	Al SwansonExecutive VP & CFO	30,000	—	—	30,000	—
Mar 22, 2018 MForm 4 →	Mar 26, 6:38 pm EDT	NATIONAL RESEARCH CORPNRCIA/B	John N NunnellyDirector	479	—	—	10,030	—
Mar 26, 2018 MForm 4 →	Mar 26, 6:40 pm EDT	ORACLE CORPORCL	Dorian DaleyEVP, Gen'l Counsel, Secretary	125,000	—	—	0	—
Mar 23, 2018 MForm 4 →	Mar 26, 6:48 pm EDT	GILEAD SCIENCES INCGILD	John Francis CoganDirector	5,833	—	—	35,001	—
Mar 23, 2018 MForm 4 →	Mar 26, 6:55 pm EDT	NantKwest, Inc.NK	Sonja NelsonChief Accounting Officer	15,000	—	—	15,000	—
Mar 23, 2018 MForm 4 →	Mar 26, 7:17 pm EDT	Echo Global Logistics, Inc.ECHO	Douglas R WaggonerChief Executive Officer, Director	25,000	—	—	195,000	—
Mar 25, 2018 AForm 4 →	Mar 26, 7:18 pm EDT	MARRONE BIO INNOVATIONS INCMBII	Amit VasavadaSenior VP and CTO	11,760	—	—	11,760	—
Mar 25, 2018 AForm 4 →	Mar 26, 7:19 pm EDT	MARRONE BIO INNOVATIONS INCMBII	Linda V MooreExec VP and General Counsel	5,591	—	—	5,591	—
Mar 25, 2018 AForm 4 →	Mar 26, 7:20 pm EDT	MARRONE BIO INNOVATIONS INCMBII	Pamela G MarroneCEO, Director	40,704	—	—	40,704	—
Mar 25, 2018 AForm 4 →	Mar 26, 7:21 pm EDT	MARRONE BIO INNOVATIONS INCMBII	Timothy B JohnsonVP Field Development Technical	12,995	—	—	12,995	—
Mar 25, 2018 AForm 4 →	Mar 26, 7:22 pm EDT	MARRONE BIO INNOVATIONS INCMBII	James BoydPresident and CFO	34,373	—	—	34,373	—
Mar 22, 2018 MForm 4 →	Mar 26, 7:27 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	1,000	—	—	112,000	—	amended
Mar 22, 2018 MForm 4 →	Mar 26, 7:46 pm EDT	CPI Card Group Inc.PMTS	Jason BohrerSenior Vice President, Ops	31,348	—	—	62,508	—
Mar 22, 2018 MForm 4 →	Mar 26, 7:46 pm EDT	CPI Card Group Inc.PMTS	Nicholas CahnManaging Dir.-CPI Europe	13,434	—	—	26,787	—
Mar 22, 2018 MForm 4 →	Mar 26, 7:47 pm EDT	CPI Card Group Inc.PMTS	Lane DubinSVP, Sales & Marketing	40,304	—	—	80,367	—
Mar 22, 2018 MForm 4 →	Mar 26, 7:47 pm EDT	CPI Card Group Inc.PMTS	Lisa JacobaChief Human Resources Officer	22,390	—	—	44,647	—
Mar 22, 2018 MForm 4 →	Mar 26, 7:48 pm EDT	CPI Card Group Inc.PMTS	Anna RossettiPresident-CPI Canada	13,434	—	—	26,787	—
Mar 22, 2018 MForm 4 →	Mar 26, 7:48 pm EDT	CPI Card Group Inc.PMTS	Chris BakkeChief Accounting Officer	10,662	—	—	21,261	—
Mar 22, 2018 CMForm 4 →	Mar 26, 7:49 pm EDT	Stitch Fix, Inc.SFIX	Marka HansenDirector	44,100	—	—	0	—
Mar 20, 2018 AForm 4/A →	Mar 26, 8:18 pm EDT	FLAGSTAR BANCORP INC(NYSE:FBC)	Alessandro DiNelloCEO and President, Director	10,227	—	—	10,227	—
Mar 20, 2018 AForm 4/A →	Mar 26, 8:23 pm EDT	FLAGSTAR BANCORP INC(NYSE:FBC)	Lee Matthew SmithExecutive Vice President & COO	5,114	—	—	5,114	—
Mar 22, 2018 MForm 4 →	Mar 26, 8:25 pm EDT	SCIENTIFIC GAMES CORPSGMS	Richard M HaddrillDirector	7,596	—	—	0	—
Mar 22, 2018 AForm 4 →	Mar 26, 8:28 pm EDT	ARADIGM CORPARDM	John M SiebertInterim Principal Exec Ofcr, Director	276,000	—	—	276,000	—
Mar 22, 2018 AForm 4 →	Mar 26, 8:32 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	281,623	—	—	27,534	—
Mar 23, 2018 MForm 4 →	Mar 26, 8:57 pm EDT	FLUIDIGM CORPFLDM	Nicolas BarthelemyDirector	2,500	—	—	7,500	—
Mar 23, 2018 MForm 4 →	Mar 26, 8:57 pm EDT	FLUIDIGM CORPFLDM	Carlos V PayaDirector	2,500	—	—	7,500	—
Oct 2, 2017 CForm 4 →	Mar 26, 2018, 8:59 pm EDT	ROKU, INCROKU	Globespan Capital Partners V LP +110% Owner	15,679,743	—	—	0	—	late
Mar 22, 2018 AForm 4 →	Mar 26, 9:03 pm EDT	SALESFORCE COM INCCRM	Marc BenioffChairman of the Board and CEO, Director	421,232	—	—	317,105	—
Mar 23, 2018 MForm 4 →	Mar 27, 7:58 am EDT	NEOGEN CORPNEOG	Thomas H ReedDirector	6,000	—	—	38,000	—
Mar 23, 2018 MForm 4 →	Mar 27, 9:03 am EDT	LABORATORY CORP OF AMERICA HOLDINGSLH	David P KingPresident & CEO, Director	49,967	—	—	99,933	—
Mar 23, 2018 MForm 4 →	Mar 27, 9:14 am EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	Robert J BrooksDirector	8,000	—	—	0	—
Sep 6, 2017 AForm 4 →	Mar 27, 2018, 10:52 am EDT	SELECT BANCORP, INC.SLCT	James H. Glen Jr.Director	7,000	—	—	7,000	—	late
Mar 23, 2018 MForm 4 →	Mar 27, 10:58 am EDT	HNI CORPHNI	Kurt A TjadenSVP HNI; President HNI Intl	3,070	—	—	14,230	—
Mar 24, 2018 MForm 4 →	Mar 27, 11:43 am EDT	OVERSTOCK.COM, INCOSTK	John Paul KnabSVP, Marketing	5,000	—	—	32,500	—
Mar 23, 2018 MForm 4 →	Mar 27, 11:55 am EDT	LivaNova PLCLIVN	Stefano GianottiDirector	1,325	—	—	0	—
Mar 25, 2018 AForm 4 →	Mar 27, 1:08 pm EDT	CohBar, Inc.CWBR:OTCQX	Jeffrey Francis BiunnoCFO, Treasurer and Secretary	125,000	—	—	125,000	—
Mar 26, 2018 AForm 4 →	Mar 27, 1:44 pm EDT	SALEM MEDIA GROUP, INC. /DE/SALM	Christopher J HendersonSVP, General Counsel & Secy	16,000	—	—	16,000	—
Mar 26, 2018 AForm 4 →	Mar 27, 1:49 pm EDT	SALEM MEDIA GROUP, INC. /DE/SALM	Evan D MasyrEVP & CFO	20,000	—	—	20,000	—
Mar 27, 2018 MForm 4 →	Mar 27, 1:56 pm EDT	TransDigm Group INCTDG	Robert S HendersonExec.V.P.	10,000	—	—	60,000	—
Mar 23, 2018 MForm 4 →	Mar 27, 2:22 pm EDT	NATURAL GAS SERVICES GROUP INCNGS	James R HazlettVP -- Technical Services	5,000	—	—	14,000	—
Mar 26, 2018 XForm 4 →	Mar 27, 2:32 pm EDT	CCUR Holdings, Inc.CCUR	Julian D. Singer10% Owner	220	—	—	53	—
Mar 23, 2018 AForm 4 →	Mar 27, 2:39 pm EDT	ARDELYX, INC.ARDX	Jan M LundbergDirector	30,000	—	—	30,000	—
Mar 23, 2018 MForm 4 →	Mar 27, 3:19 pm EDT	NATURAL GAS SERVICES GROUP INCNGS	G Larry LawrenceChief Financial Officer	5,000	—	—	14,000	—
Mar 26, 2018 AForm 4 →	Mar 27, 3:33 pm EDT	CATERPILLAR INCCAT	Denise C JohnsonGroup President	26	—	—	6,863	—
Mar 23, 2018 MForm 4 →	Mar 27, 3:54 pm EDT	OVERSEAS SHIPHOLDING GROUP INCOSG	Damon MoteVP & Chief Admin Officer	2,819	—	—	5,638	—
Mar 23, 2018 MForm 4 →	Mar 27, 3:56 pm EDT	OVERSEAS SHIPHOLDING GROUP INCOSG	Susan AllanVP, General Counsel & Corp Sec	3,162	—	—	6,326	—
Mar 23, 2018 MForm 4 →	Mar 27, 3:56 pm EDT	HEALTHEQUITY INCHQY	Jon SoldanExec VP, Operations	6,250	—	—	12,500	—
Mar 23, 2018 MForm 4 →	Mar 27, 3:58 pm EDT	OVERSEAS SHIPHOLDING GROUP INCOSG	Patrick Joseph O'HalloranVP & Chief Operations Officer	2,819	—	—	5,368	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.