SEC Form 4 · accession 0000750004-18-000043
Light & Wonder, Inc. · ASX:LNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Haddrill
Director
Period of report
Mar 22, 2018
Accepted (ET)
Mar 26, 2018 · 8:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 22, 2018 | M | 7,596 | $0.00 | A | 314,628 | D | |
| Class A Common StockF1 | Mar 22, 2018 | F | 2,990 | $44.85 | D | 311,638 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Mar 22, 2018 | M | 7,596 | D | — | — | Common Stock | 7,596 | 0 | D |
Explanation of responses
- F1Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
- F2Mr. Haddrill was granted 30,384 restricted stock units on December 8, 2014, subject to a 4-year vesting schedule (with accelerated vesting upon certain events). The balance of the award (7,596 shares) vested on March 22, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.