SEC Form 4 · accession 0001225208-18-006686
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 22, 2018
Accepted (ET)
Mar 26, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 22, 2018 | M | 24,420 | $20.61 | A | 85,418 | D | |
| Class A Common Stock | Mar 22, 2018 | M | 13,920 | $0.00 | A | 99,338 | D | |
| Class A Common Stock | Mar 22, 2018 | S | 2,420 | $34.17 | D | 96,918 | D | |
| Class A Common StockF2 | Mar 22, 2018 | S | 5,549 | $34.073 | D | 91,369 | D | |
| Class A Common Stock | Mar 22, 2018 | F | 6,128 | $33.23 | D | 85,241 | D | |
| Class A Common Stock | Mar 22, 2018 | F | 18,871 | $34.07 | D | 66,370 | D | |
| Class A Common Stock | Mar 23, 2018 | M | 9,710 | $14.995 | A | 76,080 | D | |
| Class A Common StockF3 | Mar 23, 2018 | S | 3,078 | $33.422 | D | 73,002 | D | |
| Class A Common Stock | Mar 23, 2018 | F | 6,632 | $33.41 | D | 66,370 | D | |
| Class A Common StockF4 | Mar 23, 2018 | S | 7,792 | $33.514 | D | 58,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF5 | $20.61 | Mar 22, 2018 | M | 24,420 | D | — | Mar 21, 2023 | Class A Common Stock | 24,420 | 40,700 | D |
| Restricted Stock UnitsF6,F7 | $0.00 | Mar 22, 2018 | M | 13,920 | D | — | — | Class A Common Stock | 13,920 | 3,114 | D |
| Option to PurchaseF5 | $14.995 | Mar 23, 2018 | M | 9,710 | D | — | Mar 22, 2022 | Class A Common Stock | 9,710 | 38,840 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $34.06 to $34.08. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $33.40 to $33.42. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $33.38 to $33.52. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5With respect to the number of shares set forth in Column 7, this option is immediately exercisable.
- F6Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.
- F7These restricted stock units vest on the transaction date.