SEC Form 4 · accession 0001174947-18-000506
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Helmetag
Director
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Mar 23, 2018 | S | 200 | $26.24 | D | 18,369 | D | |
| Common Stock - $.33 1/3 par value | Mar 23, 2018 | S | 300 | $26.23 | D | 18,069 | D | |
| Common Stock - $.33 1/3 par value | Mar 23, 2018 | S | 100 | $26.25 | D | 17,969 | D | |
| Common Stock - $.33 1/3 par value | Mar 23, 2018 | S | 800 | $26.2215 | D | 17,169 | D | |
| Common Stock - $.33 1/3 par value | Mar 26, 2018 | M | 1,400 | $21.54 | A | 18,569 | D | |
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 1,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.54 | Mar 26, 2018 | M | 1,400 | D | May 23, 2010 | May 23, 2018 | Common Stock | 1,400 | 13,000 | D |
Explanation of responses
- F1SEP IRA