SEC Form 4 · accession 0000711377-18-000007
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas H Reed
Director
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 7:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2018 | M | 6,000 | $10.1666 | A | 19,375 | D | |
| Common Stock | Mar 23, 2018 | S | 6,000 | $62.4697 | D | 13,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $10.1666 | Mar 23, 2018 | M | 6,000 | D | — | Oct 9, 2019 | Common Stock | 6,000 | 38,000 | D |
Explanation of responses
- F1Options were granted 10/9/2009, vest in three years and have ten year lives