SEC Form 4/A · accession 0000356130-18-000073
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bradley J Fredericks
Officer — Vice President & CIO
Period of report
Mar 1, 2018
Accepted (ET)
Mar 27, 2018 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI-Common Stock | Mar 1, 2018 | C | 375 | $26.30 | A | 4,368 | D | |
| EMCI-Common Stock | Mar 1, 2018 | F | 398 | $26.30 | D | 3,970 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Mar 1, 2018 | C | 375 | D | — | — | Common Stock | 375 | 1,125 | D |
| Restricted Stock UnitsF2,F4 | $0.00 | Mar 1, 2018 | A | 2,252 | A | — | — | Common Stock | 2,252 | 2,252 | D |
Explanation of responses
- F1FMV on conversion date was $26.30
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3On March 1, 2017, the reporting person was granted 1500 restricted stock units, vesting at 25% per year beginning on the first anniversary of the grant date.
- F4On March 1, 2018, the reporting person was granted 2252 restricted stock units vesting at 25% per year beginning on the first anniversary of the grant date.