SEC Form 4 · accession 0001205233-18-000009
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harish Manwani
Director
Period of report
Mar 22, 2018
Accepted (ET)
Mar 26, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 22, 2018 | M | 3,072 | $0.00 | A | 4,844 | I | by Joint Account |
| Common StockF1 | Mar 22, 2018 | F | 461 | $55.58 | D | 4,383 | I | by Joint Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitF2,F3 | — | Mar 22, 2018 | M | 3,073 | D | — | — | Common Stock | 3,073 | 9,215 | D |
Explanation of responses
- F1Securities held by Harish and Radha Manwani.
- F2Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
- F3Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.