SEC Form 4 · accession 0001415889-18-000438
TRIO-TECH INTERNATIONAL · TRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard M Horowitz
Director · 10% Owner
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732026
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $5.98 | Mar 23, 2018 | A | 20,000 | A | Mar 23, 2018 | Mar 22, 2023 | Common Stock | 20,000 | 20,000 | D |