SEC Form 4 · accession 0001209191-18-021682
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Brooks
Director
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 9:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - DirectF1 | Jan 10, 2018 | G | 10,969 | $0.00 | D | 73,252 | D | |
| Common Stock - Direct | Mar 23, 2018 | M | 8,000 | $19.863 | A | 81,252 | D | |
| Common Stock | holding | — | — | — | 385,773 | I | Suebro, Inc. a DE holding company | |
| Common Stock | holding | — | — | — | 3,500 | I | Brooks Family Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $19.8625 | Mar 23, 2018 | M | 8,000 | D | Jan 2, 2012 | Jan 2, 2019 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Represents the transfer by the reporting person of directly owned shares to Suebro, Inc.