SEC Form 4 · accession 0001214659-18-002359
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew P. Sharpe
Officer — Executive Vice President
Period of report
Mar 22, 2018
Accepted (ET)
Mar 26, 2018 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 22, 2018 | M | 7,893 | $20.60 | A | 83,131 | D | |
| Common StockF2,F3 | Mar 22, 2018 | F | 2,712 | $43.15 | D | 80,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $20.60 | Mar 22, 2018 | M | 7,893 | D | Mar 5, 2017 | Mar 5, 2020 | Common Stock | 7,893 | 0 | D |
Explanation of responses
- F1Represents 46,637.481 vested restricted stock units and 36,494 shares of Common Stock.
- F2Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.
- F3Represents 46,637.481 vested restricted stock units and 33,782 shares of Common Stock.