SEC Form 4 · accession 0001437749-18-005480
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kerry Dale Wilson
Officer — EVP and CCO
Period of report
Mar 23, 2018
Accepted (ET)
Mar 26, 2018 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2018 | M | 2,400 | $6.32 | A | 25,050 | D | |
| Common StockF2 | Mar 23, 2018 | M | 2,400 | $8.75 | A | 27,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF3 | $6.32 | Mar 23, 2018 | M | 2,400 | D | — | Apr 27, 2022 | Common Stock | 2,400 | 2,400 | D |
| Option to buy common stockF4 | $8.75 | Mar 23, 2018 | M | 2,400 | D | — | Feb 17, 2024 | Common Stock | 2,400 | 7,200 | D |
Explanation of responses
- F1Includes 3,653 shares in 401k Plan; an increase of 66 shares since last Form 5 filing.
- F2Includes 3,653 shares in 401k Plan
- F3Exercisable in four (4) equal annual installments beginning 4/28/2015
- F4Exercisable in four (4) equal annual installments beginning February 17, 2017