SEC Form 4 · accession 0001084991-18-000025
NATURAL GAS SERVICES GROUP INC · NGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Hazlett
Officer — VP -- Technical Services
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2018 | M | 5,000 | $0.00 | A | 5,000 | I | By Rabbi Trust |
| Common Stock | Mar 23, 2018 | F | 513 | $23.90 | D | 60,769 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Mar 23, 2018 | M | 5,000 | D | — | — | Common Stock | 5,000 | 14,000 | D |
Explanation of responses
- F1The shares were issued to the reporting person in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.
- F2Not applicable. Each Restricted Stock Unit represents a right to receive one share of Company common stock upon vesting without payment.