SEC Form 4 · accession 0001090009-18-000008
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leighton M Cubbage
Director
Period of report
Mar 26, 2018
Accepted (ET)
Mar 27, 2018 · 10:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2018 | M | 3,328 | $5.67 | A | 90,005 | D | |
| Common Stock | Mar 26, 2018 | S | 1,440 | $44.7399 | D | 88,565 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $5.67 | Mar 21, 2018 | M | 3,328 | D | Mar 16, 2011 | Mar 16, 2020 | Common Stock | 3,328 | 0 | D |