SEC Form 4 · accession 0001628280-18-003584
Renewable Energy Group, Inc. · REGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Haer
Officer — VP, Sales and Marketing
Period of report
Mar 21, 2018
Accepted (ET)
Mar 26, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2018 | M | 26,000 | $9.26 | A | 105,967 | D | |
| Common Stock | Mar 21, 2018 | D | 19,574 | $12.30 | D | 86,393 | D | |
| Common Stock | Mar 21, 2018 | F | 1,943 | $12.30 | D | 84,450 | D | |
| Common Stock | Mar 21, 2018 | M | 17,319 | $9.52 | A | 101,769 | D | |
| Common Stock | Mar 21, 2018 | D | 13,405 | $12.30 | D | 88,364 | D | |
| Common Stock | Mar 21, 2018 | F | 1,184 | $12.30 | D | 87,180 | D | |
| Common Stock | Mar 21, 2018 | M | 2,967 | $9.06 | A | 90,147 | D | |
| Common Stock | Mar 21, 2018 | D | 2,186 | $12.30 | D | 87,961 | D | |
| Common Stock | Mar 21, 2018 | F | 236 | $12.30 | D | 87,725 | D | |
| Common Stock | Mar 24, 2018 | F | 725 | $12.10 | D | 87,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $9.26 | Mar 21, 2018 | M | 26,000 | A | Apr 20, 2016 | Apr 20, 2022 | Common Stock | 26,000 | 0 | D |
| Stock Appreciation Right | $9.52 | Mar 21, 2018 | M | 17,319 | A | Mar 24, 2017 | Mar 24, 2025 | Common Stock | 17,319 | 0 | D |
| Stock Appreciation Right | $9.06 | Mar 21, 2018 | M | 2,967 | A | Mar 28, 2017 | Mar 28, 2026 | Common Stock | 2,967 | 0 | D |