Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 29, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

106 filings · trading day Nov 29, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 27, 2017 MForm 4 →	Nov 28, 4:16 pm EST	STERICYCLE INCSRCL	Mark C MillerDirector	19,753	$63.33	$1,251,017	19,753	—
Nov 28, 2017 MForm 4 →	Nov 29, 1:18 pm EST	ZIONS BANCORPORATION /UT/ZION	Michael MorrisExecutive Vice President	14,043	$27.32	$383,604	5,362	—
Nov 27, 2017 IForm 4 →	Nov 29, 8:00 am EST	VERIZON COMMUNICATIONS INCVZ	Marni M WaldenEVP&Pres - Global Media	18,385	$13.60	$250,033	193,864	—
Nov 28, 2017 MForm 4 →	Nov 29, 1:18 pm EST	ZIONS BANCORPORATION /UT/ZION	Bruce K AlexanderExec VP and	4,190	$28.75	$120,448	5,169	—
Nov 28, 2017 MForm 4 →	Nov 28, 6:53 pm EST	BJs RESTAURANTS INCBJRI	Gregory LevinExec VP and CFO	7,209	$16.63	$119,886	0	—
Nov 27, 2017 AForm 4 →	Nov 29, 8:07 am EST	SCOTTS MIRACLE-GRO COSMG	James HagedornChairman and CEO, Director, 10% Owner	921	$97.49	$89,762	91,391	—
Nov 27, 2017 MForm 4 →	Nov 28, 5:36 pm EST	TRANSACT TECHNOLOGIES INCTACT	Graham Y TanakaDirector	10,000	$7.80	$78,000	0	—
Nov 21, 2017 MForm 4/A →	Nov 29, 9:10 am EST	EMC INSURANCE GROUP INCEMCI	Kevin J HovickExec. Vice President & COO	4,500	$13.99	$62,940	0	—
Nov 28, 2017 AMForm 4 →	Nov 29, 7:45 am EST	INNOSPEC INC.IOSP	Catherine HessnerSenior VP - Human Resources	1,762	$33.93	$59,785	12,224	—
Nov 28, 2017 AMForm 4 →	Nov 29, 7:51 am EST	INNOSPEC INC.IOSP	Ian CleminsonVP & CFO	1,762	$33.93	$59,785	16,334	—
Nov 28, 2017 AMForm 4 →	Nov 29, 7:57 am EST	INNOSPEC INC.IOSP	Philip CurranGroup Financial Controller	1,762	$33.93	$59,785	7,635	—
Nov 24, 2017 AForm 4 →	Nov 28, 5:40 pm EST	CATERPILLAR INCCAT	Denise C JohnsonGroup President	78	$137.39	$10,716	4,305	—
Nov 27, 2017 AForm 4 →	Nov 29, 8:07 am EST	SCOTTS MIRACLE-GRO COSMG	Denise StumpEVP, Global Human Resources	59	$97.49	$5,740	5,127	—
Nov 24, 2017 AMForm 4 →	Nov 28, 5:40 pm EST	CATERPILLAR INCCAT	Jananne A. CopelandChief Accounting Officer	5,640	$137.39	$2,748	2,875	—
Nov 27, 2017 MForm 4 →	Nov 28, 4:01 pm EST	ANALOG DEVICES INCADI	Margaret K SeifSVP, CLO & Secretary	6,345	—	—	24,915	—
Nov 24, 2017 MForm 4 →	Nov 28, 4:01 pm EST	ENVESTNET, INC.ENV	Peter D'ArrigoChief Financial Officer	20,005	—	—	93,432	—
Nov 27, 2017 AForm 4 →	Nov 28, 4:09 pm EST	Radius Health, Inc.RDUS	Joseph Francis KellySr. VP of Sales and Marketing	60,000	—	—	60,000	—
Nov 24, 2017 MForm 4 →	Nov 28, 4:14 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Elizabeth RyderEVP General Counsel	2,500	—	—	40,000	—	amended
Nov 25, 2017 AForm 4 →	Nov 28, 4:14 pm EST	Blue Apron Holdings, Inc.APRN	Lainie CooneyChief Human Resources Officer	162,716	—	—	162,716	—
Nov 24, 2017 MForm 4 →	Nov 28, 4:18 pm EST	CEVA INCCEVA	Issachar OhanaEVP Worldwide Sales	1,459	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 4:19 pm EST	CSS INDUSTRIES INCCSS	Rebecca C MatthiasDirector	4,000	—	—	0	—
Nov 24, 2017 MForm 4 →	Nov 28, 4:21 pm EST	Nutanix, Inc.NTNX	Kenneth W Long IIIVP, Corporate Controller & CAO	21,921	—	—	78,994	—
Nov 28, 2017 MForm 4 →	Nov 28, 4:23 pm EST	NVE CORP /NEW/NVEC	Terrence GlarnerDirector	1,000	—	—	5,000	—
Nov 27, 2017 AForm 4 →	Nov 28, 4:24 pm EST	FULTON FINANCIAL CORPFULT	Mark R McCollomSr. Executive Vice President	13,888	—	—	13,888	—
Nov 26, 2017 MForm 4 →	Nov 28, 4:28 pm EST	ANGI Homeservices Inc.ANGI	Bowman Angela R. HicksDirector	3,543	—	—	31,888	—
Nov 24, 2017 MForm 4 →	Nov 28, 4:34 pm EST	Burlington Stores, Inc.BURL	Marc KatzChief Financial Officer	11,000	—	—	44,000	—
Nov 24, 2017 MForm 4 →	Nov 28, 4:35 pm EST	Burlington Stores, Inc.BURL	Fred HandChief Customer Officer	4,000	—	—	44,000	—
Nov 27, 2017 MForm 4 →	Nov 28, 4:36 pm EST	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	12,721	—
Nov 27, 2017 MForm 4 →	Nov 28, 4:45 pm EST	Bancorp of New Jersey, Inc.BKJ	Michael BelloDirector	10,500	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 4:53 pm EST	BRADY CORPBRC	Ann ThorntonChief Accounting Officer	4,327	—	—	1,598	—
Nov 27, 2017 MForm 4 →	Nov 28, 4:58 pm EST	Qorvo, Inc.QRVO	Walter H WilkinsonDirector	15,925	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 5:02 pm EST	Teladoc, Inc.TDOC	Mark HirschhornExecutive VP, COO and CFO	34,316	—	—	6,508	—
Nov 24, 2017 CForm 4 →	Nov 28, 5:04 pm EST	Shake Shack Inc.SHAK	Randall J Garutti +3Chief Executive Officer, Director, 10% Owner	8,000	—	—	645,051	—
Nov 28, 2017 MForm 4 →	Nov 28, 5:10 pm EST	COMFORT SYSTEMS USA INCFIX	Brian E. LanePresident/Chief Executive Off., Director	19,389	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 5:10 pm EST	SiteOne Landscape Supply, Inc.SITE	John T GuthrieEVP, CFO and Assistant Sec.	20,000	—	—	84,563	—
Nov 27, 2017 MForm 4 →	Nov 28, 5:11 pm EST	GENESEE & WYOMING INCGWR	John C HellmannChief Exec. Officer & Pres., Director	12,384	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 5:14 pm EST	SiteOne Landscape Supply, Inc.SITE	Ross AnkerEVP, Category Mgmt, Mktg & IT	3,700	—	—	146,489	—
Nov 24, 2017 MForm 4 →	Nov 28, 5:15 pm EST	ALLEGHANY CORP /DEY	Raymond WongDirector	530	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 5:29 pm EST	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	4,420	—
Nov 25, 2017 CForm 4 →	Nov 28, 5:31 pm EST	Shake Shack Inc.SHAK	Select Equity Group, L.P. +310% Owner	240,785	—	—	0	—
Nov 25, 2017 MForm 4 →	Nov 28, 5:33 pm EST	LendingClub CorpLC	Steven AlloccaPresident	67,084	—	—	939,178	—
Nov 25, 2017 MForm 4 →	Nov 28, 5:35 pm EST	LendingClub CorpLC	Patrick J DunneChief Capital Officer	13,587	—	—	149,457	—
Nov 25, 2017 MForm 4 →	Nov 28, 5:37 pm EST	LendingClub CorpLC	Sameer GulatiChief Operations Officer	32,927	—	—	223,625	—
Nov 27, 2017 MForm 4 →	Nov 28, 5:41 pm EST	MINDBODY, Inc.MB	Kunal MittalChief Technology Officer	10,000	—	—	30,000	—
Nov 25, 2017 MForm 4 →	Nov 28, 5:42 pm EST	LendingClub CorpLC	Russell S ElmerGeneral Counsel	40,916	—	—	450,083	—
Nov 25, 2017 MForm 4 →	Nov 28, 5:44 pm EST	La Quinta Holdings Inc.LQ	Mitesh B. ShahDirector	287	—	—	0	—
Nov 25, 2017 MForm 4 →	Nov 28, 5:45 pm EST	LendingClub CorpLC	Timothy BoganChief Risk Officer	28,828	—	—	3,048	—
Nov 27, 2017 MForm 4 →	Nov 28, 5:49 pm EST	UNION PACIFIC CORPUNP	Robert M Knight Jr.EVP & CHIEF FINANCIAL OFFICER	100,008	—	—	0	—
Nov 25, 2017 MForm 4 →	Nov 28, 6:00 pm EST	LendingClub CorpLC	Scott SanbornCEO	34,404	—	—	447,248	—
Nov 24, 2017 MForm 4 →	Nov 28, 6:10 pm EST	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	40,000	—	—	241,927	—
Nov 24, 2017 MForm 4 →	Nov 28, 6:17 pm EST	PHOTRONICS INCPLAB	Sean T SmithOther	25,000	—	—	0	—
Nov 22, 2017 GForm 4 →	Nov 28, 6:18 pm EST	FIRST INTERSTATE BANCSYSTEM INCFIBK	Homer A Scott Jr.10% Owner	8,206	—	—	2,290,078	—	late
Nov 27, 2017 MForm 4 →	Nov 28, 6:28 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Daniel Stanley PerottiDeputy CFO	5,442	—	—	315,622	—
Nov 25, 2017 MForm 4 →	Nov 28, 6:32 pm EST	QUICKLOGIC CORPORATIONQUIK	Suping (Sue) CheungVP Finance and CFO	1,965	—	—	7,862	—
Oct 23, 2017 IForm 4 →	Nov 28, 6:42 pm EST	TELCO CUBA, INC..QBAN	JMZ Alliance Group, Inc.10% Owner	12,496	—	—	0	—	late amended
Nov 27, 2017 AForm 4 →	Nov 28, 6:44 pm EST	NANOMETRICS INCNANO	Pierre-Yves LesaicherrePresident and CEO, Director	62,500	—	—	62,500	—
Nov 27, 2017 MForm 4 →	Nov 28, 6:45 pm EST	NANOMETRICS INCNANO	Timothy J StultzDirector	49,000	—	—	13,250	—
Nov 28, 2017 MForm 4 →	Nov 28, 6:50 pm EST	VIASAT INCVSAT	Harvey WhiteDirector	10,000	—	—	0	—
Nov 24, 2017 CForm 4 →	Nov 28, 6:59 pm EST	Okta, Inc.OKTA	Jacques Frederic KerrestChief Operating Officer, Director	6,612	—	—	2,765,839	—
Nov 28, 2017 MForm 4 →	Nov 28, 7:07 pm EST	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	469,260	—
Nov 28, 2017 MForm 4 →	Nov 28, 7:14 pm EST	CHEGG, INCCHGG	Michael A. OsierCHIEF OUTCOMES OFFICER	200,000	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 28, 7:24 pm EST	TETRA TECH INCTTEK	Brian N CarterSVP, CORPORATE CONTROLLER	10,000	—	—	0	—
Nov 25, 2017 AForm 4 →	Nov 28, 7:26 pm EST	Juno Therapeutics, Inc.JUNO	Ann L. LeeEVP, Technical Operations	152,900	—	—	152,900	—
Nov 25, 2017 AForm 4 →	Nov 28, 7:29 pm EST	Zendesk, Inc.ZEN	Michael Lyle FrandsenDirector	3,058	—	—	3,058	—
Nov 25, 2017 MForm 4 →	Nov 28, 7:37 pm EST	LendingClub CorpLC	Thomas W CaseyChief Financial Officer	13,809	—	—	151,904	—
Nov 27, 2017 AForm 4 →	Nov 28, 7:47 pm EST	Versum Materials, Inc.VSM	Jessica D Feather-BowmanController and PAO	2	—	—	1,647	—
Nov 27, 2017 AForm 4 →	Nov 28, 7:48 pm EST	Versum Materials, Inc.VSM	Guillermo NovoPresident and CEO, Director	41	—	—	32,119	—
Nov 27, 2017 AForm 4 →	Nov 28, 7:48 pm EST	Versum Materials, Inc.VSM	John G LanganSVP, Chief Technology Officer	5	—	—	4,118	—
Nov 27, 2017 AForm 4 →	Nov 28, 7:48 pm EST	Versum Materials, Inc.VSM	Edward C ShoberSVP, Materials	5	—	—	4,118	—
Nov 27, 2017 AForm 4 →	Nov 28, 7:49 pm EST	Versum Materials, Inc.VSM	Michael W ValenteSVP, Law and HR, GC, Secretary	10	—	—	7,683	—
Nov 27, 2017 AForm 4 →	Nov 28, 7:49 pm EST	Versum Materials, Inc.VSM	John Jeffrey WhiteSVP, Delivery Sys and Services	5	—	—	4,118	—
Nov 27, 2017 AForm 4 →	Nov 28, 7:49 pm EST	Versum Materials, Inc.VSM	George G BittoSVP and CFO	13	—	—	10,478	—
Nov 27, 2017 AForm 4 →	Nov 28, 7:52 pm EST	Versum Materials, Inc.VSM	Patrick F LoughlinSVP, Ops and Supply Chain	5	—	—	4,118	—
Nov 22, 2017 AForm 4 →	Nov 28, 7:58 pm EST	DIGITAL POWER CORPDPW	William B HorneDirector	1,000,000	—	—	1,200,000	—	late amended
Nov 14, 2017 AForm 4 →	Nov 28, 9:22 pm EST	Accelerate Diagnostics, IncAXDX	Charles M WattsDirector	33,652	—	—	29,765	—	late
Nov 28, 2017 MForm 4 →	Nov 29, 9:02 am EST	PRINCIPAL FINANCIAL GROUP INCPFG	Daniel Joseph HoustonChairman, President & CEO, Director	37,080	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 9:04 am EST	PRINCIPAL FINANCIAL GROUP INCPFG	Deanna D Strable-SoethoutEVP & Chief Financial Officer	18,905	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 9:07 am EST	Clifton Bancorp Inc.CSBK	Paul M AguggiaChairman, President & CEO, Director	122,828	—	—	162,567	—
Nov 27, 2017 MForm 4 →	Nov 29, 10:00 am EST	AMPHENOL CORP /DE/APH	Diana G ReardonDirector	580,000	—	—	96,000	—
Nov 27, 2017 MForm 4 →	Nov 29, 10:26 am EST	INTER PARFUMS INCIPAR	Francois HeilbronnDirector	1,000	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 10:30 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Thomas CaratschHead of Laboratory	1,333	—	—	3,332	—
Oct 23, 2017 IForm 4/A →	Nov 29, 10:31 am EST	TELCO CUBA, INC..QBAN	JMZ Alliance Group, Inc.10% Owner	12,496	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 11:25 am EST	Capital Bank Financial Corp.CBF	R. Bruce SingletaryChief Credit Officer	452,330	—	—	0	—
Nov 27, 2017 MForm 4 →	Nov 29, 11:25 am EST	CONTROL4 CORPCTRL	Jeremy A JaechDirector	28,201	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 11:31 am EST	BADGER METER INCBMI	Fred J BegaleVP-Engineering	2,000	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 11:55 am EST	Capital Bank Financial Corp.CBF	William A HodgesDirector	25,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 12:09 pm EST	BRADY CORPBRC	Elizabeth P BrunoDirector	6,000	—	—	0	—
Nov 27, 2017 AForm 4 →	Nov 29, 12:37 pm EST	CISION LTD.CISN	Stuart J YarbroughDirector	11,945	—	—	11,945	—
Nov 27, 2017 MForm 4 →	Nov 29, 12:48 pm EST	HORIZON BANCORP /IN/HBNC	Mark E SecorExec VP & CFO	12,135	—	—	5,434	—
Nov 28, 2017 CForm 4 →	Nov 29, 12:49 pm EST	PREFERRED APARTMENT COMMUNITIES INCAPTS	Michael Joseph CroninSee Remarks	16,460	—	—	60,495	—
Nov 28, 2017 MForm 4 →	Nov 29, 1:17 pm EST	TYLER TECHNOLOGIES INCTYL	Brian K MillerExecutive VP and CFO	4,860	—	—	3,840	—
Nov 28, 2017 MForm 4 →	Nov 29, 1:21 pm EST	VICOR CORPVICR	Barry KelleherDirector	4,500	—	—	76,362	—
Nov 28, 2017 MForm 4 →	Nov 29, 1:36 pm EST	UNIVERSAL HEALTH SERVICES INCUHS	Robert H HotzDirector	3,750	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 1:46 pm EST	Integer Holdings CorpITGR	Timothy G McEvoySr. VP, Gen. Counsel & Sec.	3,500	—	—	4,090	—
Nov 27, 2017 MForm 4 →	Nov 29, 1:48 pm EST	Integer Holdings CorpITGR	William B Summers Jr.Director	13,996	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 1:50 pm EST	UNIVERSAL HEALTH SERVICES INCUHS	Anthony PantaleoniDirector	3,750	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 1:51 pm EST	PROVIDENT FINANCIAL SERVICES INCPFS	Carlos HernandezDirector	3,000	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 1:53 pm EST	UNIVERSAL HEALTH SERVICES INCUHS	Lawrence S. GibbsDirector	3,750	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 1:55 pm EST	UNIVERSAL HEALTH SERVICES INCUHS	John H HerrellDirector	3,750	—	—	0	—
Nov 29, 2017 MForm 4 →	Nov 29, 1:59 pm EST	UNIVERSAL HEALTH SERVICES INCUHS	Debra K OsteenExecutive Vice President	17,500	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 2:18 pm EST	LOEWS CORPL	Kenneth I SiegelSenior Vice President	22,500	—	—	5,625	—
Nov 27, 2017 MForm 4 →	Nov 29, 2:51 pm EST	SERVICE CORP INTERNATIONALSCI	Elisabeth G. NashSr. V.P. Operations Services	47,000	—	—	0	—
Nov 28, 2017 MForm 4 →	Nov 29, 2:53 pm EST	SMITH A O CORPAOS	James F SternExec VP, General Counsel & Sec	19,900	—	—	59,480	—
Nov 28, 2017 MForm 4 →	Nov 29, 2:57 pm EST	HUNTINGTON BANCSHARES INC/MDHBAN	Mark E ThompsonSenior EVP of Principal Sub.	41,151	—	—	283,107	—
Nov 28, 2017 MForm 4 →	Nov 29, 2:57 pm EST	HUNTINGTON BANCSHARES INC/MDHBAN	Richard RemikerSr. EVP of Principal Sub	26,592	—	—	48,514	—
Nov 27, 2017 MForm 4 →	Nov 29, 3:39 pm EST	Cooper-Standard Holdings Inc.CPS	Sharon WenzlSee Remarks	1,600	—	—	800	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.