SEC Form 4 · accession 0001111770-17-000011
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Kelleher
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 4,500 | $11.42 | A | 6,757 | D | |
| Common Stock | Nov 28, 2017 | S | 4,500 | $22.882 | D | 2,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $11.42 | Nov 28, 2017 | M | 4,500 | D | — | Oct 23, 2024 | Common Stock | 4,500 | 76,362 | D |
Explanation of responses
- F1Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.