SEC Form 4 · accession 0001515622-17-000089
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Caratsch
Officer — Head of Laboratory
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 10:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 27, 2017 | M | 500 | $169.37 | A | 1,270 | D | |
| Common Stock, par value $0.01 per share | Nov 27, 2017 | M | 833 | $397.95 | A | 2,103 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 27, 2017 | S | 1,333 | $634.44 | D | 770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $169.37 | Nov 27, 2017 | M | 500 | D | Oct 31, 2013 | Oct 31, 2022 | Common Stock, par value $0.01 per share | 500 | 2,745 | D |
| Stock Option (right to buy)F3 | $397.95 | Nov 27, 2017 | M | 833 | D | Nov 3, 2017 | Nov 3, 2026 | Common Stock, par value $0.01 per share | 833 | 3,332 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $634.40 and $634.50. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2The options vested annually in five equal installments beginning on the first anniversary of the date of grant.
- F3The options vest annually in five equal installments beginning on the first anniversary of the date of grant.