SEC Form 4 · accession 0001209191-17-062796
SERVICE CORP INTERNATIONAL · SCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elisabeth G. Nash
Officer — Sr. V.P. Operations Services
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000089089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | M | 47,000 | $7.625 | A | 164,441 | D | |
| Common StockF1 | Nov 27, 2017 | S | 47,000 | $35.6377 | D | 117,441 | D | |
| Common Stock | holding | — | — | — | 55,820 | I | By Deferred Compensation Plan | |
| Common Stock | holding | — | — | — | 24,630 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.625 | Nov 27, 2017 | M | 47,000 | D | Feb 9, 2013 | Feb 9, 2018 | Common Stock | 47,000 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $35.531 to $35.661 per share. The sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.