SEC Form 4 · accession 0001127602-17-033407
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana G Reardon
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 29, 2017 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 27, 2017 | M | 260,000 | $26.63 | A | 260,000 | D | |
| Class A Common StockF1,F2 | Nov 27, 2017 | S | 260,000 | $90.5901 | D | 0 | D | |
| Class A Common Stock | Nov 27, 2017 | M | 20,000 | $39.00 | A | 20,000 | D | |
| Class A Common StockF1,F2 | Nov 27, 2017 | S | 20,000 | $90.5901 | D | 0 | D | |
| Class A Common Stock | Nov 27, 2017 | M | 77,000 | $47.715 | A | 77,000 | D | |
| Class A Common Stock | Nov 28, 2017 | M | 156,000 | $39.00 | A | 233,000 | D | |
| Class A Common StockF2,F3 | Nov 28, 2017 | S | 156,000 | $90.9038 | D | 77,000 | D | |
| Class A Common Stock | Nov 28, 2017 | M | 67,000 | $47.715 | A | 144,000 | D | |
| Class A Common StockF2,F3 | Nov 28, 2017 | S | 67,000 | $90.9038 | D | 77,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $26.63 | Nov 27, 2017 | M | 260,000 | D | May 24, 2013 | May 24, 2022 | Class A Common Stock | 260,000 | 0 | D |
| Stock Option | $39.00 | Nov 27, 2017 | M | 20,000 | D | May 23, 2014 | May 23, 2023 | Class A Common Stock | 20,000 | 200,000 | D |
| Stock Option | $47.715 | Nov 27, 2017 | M | 77,000 | D | May 22, 2015 | May 22, 2024 | Class A Common Stock | 77,000 | 163,000 | D |
| Stock Option | $39.00 | Nov 28, 2017 | M | 156,000 | D | May 23, 2014 | May 23, 2023 | Class A Common Stock | 156,000 | 44,000 | D |
| Stock Option | $47.715 | Nov 28, 2017 | M | 67,000 | D | May 22, 2015 | May 22, 2024 | Class A Common Stock | 67,000 | 96,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $90.40 to $90.92.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $90.75 to $91.17.