SEC Form 4 · accession 0001628280-17-011901
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Hernandez
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 1:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 3,000 | $12.54 | A | 81,958 | D | |
| Common Stock | Nov 28, 2017 | S | 125 | $27.67 | D | 81,833 | D | |
| Common Stock | Nov 28, 2017 | S | 100 | $27.65 | D | 81,733 | D | |
| Common Stock | Nov 28, 2017 | S | 1 | $27.64 | D | 81,732 | D | |
| Common Stock | Nov 28, 2017 | S | 200 | $27.63 | D | 81,532 | D | |
| Common Stock | Nov 28, 2017 | S | 99 | $27.62 | D | 81,433 | D | |
| Common Stock | Nov 28, 2017 | S | 345 | $27.61 | D | 81,088 | D | |
| Common Stock | Nov 28, 2017 | S | 400 | $27.60 | D | 80,688 | D | |
| Common Stock | Nov 28, 2017 | S | 200 | $27.59 | D | 80,488 | D | |
| Common Stock | Nov 28, 2017 | S | 300 | $27.58 | D | 80,188 | D | |
| Common Stock | Nov 28, 2017 | S | 100 | $27.57 | D | 80,088 | D | |
| Common Stock | Nov 28, 2017 | S | 100 | $27.56 | D | 79,988 | D | |
| Common Stock | Nov 28, 2017 | S | 500 | $27.55 | D | 79,488 | D | |
| Common Stock | Nov 28, 2017 | S | 12 | $27.54 | D | 79,476 | D | |
| Common Stock | Nov 28, 2017 | S | 100 | $27.53 | D | 79,376 | D | |
| Common Stock | Nov 28, 2017 | S | 118 | $27.52 | D | 79,258 | D | |
| Common Stock | Nov 28, 2017 | S | 100 | $27.51 | D | 79,158 | D | |
| Common Stock | Nov 28, 2017 | S | 200 | $27.50 | D | 78,958 | D | |
| Common Stock | holding | — | — | — | 1,450 | I | By Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.54 | Nov 28, 2017 | M | 3,000 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 3,000 | 0 | D |