SEC Form 4 · accession 0001017303-17-000076
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Graham Y Tanaka
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | M | 2,748 | $7.80 | A | 207,517 | D | |
| Common Stock | Nov 27, 2017 | S | 2,748 | $13.20 | D | 204,769 | D | |
| Common Stock | Nov 28, 2017 | M | 7,252 | $7.80 | A | 212,021 | D | |
| Common StockF1 | Nov 28, 2017 | S | 7,252 | $13.29 | D | 204,769 | D | |
| Common Stock | holding | — | — | — | 7,065 | I | Custodian for Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.80 | Nov 27, 2017 | M | 2,748 | D | May 28, 2009 | May 28, 2018 | Common Stock | 2,748 | 7,252 | D |
| Stock Option | $7.80 | Nov 28, 2017 | M | 7,252 | D | May 28, 2009 | May 28, 2018 | Common Stock | 7,252 | 0 | D |
Explanation of responses
- F1Represents the sale of 7,252 shares in 54 different transactions ranging from $13.20 to $13.40 per share, resulting in a weighted average sale price per share of $13.29. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.