SEC Form 4 · accession 0001179110-17-014671
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian E. Lane
Officer — President/Chief Executive Off. · Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 28, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 19,389 | $11.00 | A | 203,021 | D | |
| Common StockF1 | Nov 28, 2017 | S | 19,389 | $42.35 | D | 183,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $11.00 | Nov 28, 2017 | M | 19,389 | D | Apr 1, 2012 | Mar 26, 2019 | Common Stock | 19,389 | 0 | D |
Explanation of responses
- F1Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F2Stock options were granted on 03/26/2009, vested equally over a three-year period, and were fully vested on 04/01/2012.