SEC Form 4 · accession 0001618732-17-000173
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth W Long III
Officer — VP, Corporate Controller & CAO
Period of report
Nov 24, 2017
Accepted (ET)
Nov 28, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 24, 2017 | M | 915 | $1.22 | A | 213,032 | D | |
| Class A Common Stock | Nov 24, 2017 | M | 21,006 | $3.20 | A | 234,038 | D | |
| Class A Common StockF1,F2 | Nov 24, 2017 | S | 30,000 | $34.0049 | D | 204,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $1.22 | Nov 24, 2017 | M | 915 | D | — | Jun 7, 2023 | Class A Common Stock | 915 | 9,085 | D |
| Employee Stock Option (right to buy)F4 | $3.20 | Nov 24, 2017 | M | 21,006 | D | — | May 19, 2024 | Class A Common Stock | 21,006 | 78,994 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.00 to $34.07. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The option was fully vested and exercisable on May 29, 2017.
- F4The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.