SEC Form 4 · accession 0000921895-17-002772
ALLEGHANY CORP /DE · Y
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Wong
Director
Period of report
Nov 24, 2017
Accepted (ET)
Nov 28, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000775368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2017 | M | 530 | $328.0865 | A | 6,630 | D | |
| Common Stock | holding | — | — | — | 300 | I | Held by limited liability company in which reporting person has a pecuniary interest | |
| Common Stock | holding | — | — | — | 900 | I | Held by a trust over which reporting person has voting and investment power |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F2 | $328.0865 | Nov 24, 2017 | M | 530 | D | — | Apr 27, 2018 | Common Stock | 530 | 0 | D |
Explanation of responses
- F1Reflects adjustments to the exercise price and the number of shares underlying the option as a result of stock dividends.
- F2One third of such option became exercisable on each of the first, second and third anniversaries of the date of grant. The option was granted for no cash consideration.
Remarks
Exhibit 24 - Power of Attorney