SEC Form 4 · accession 0001209191-17-062729
MINDBODY, Inc. · MB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kunal Mittal
Officer — Chief Technology Officer
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001458962
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 27, 2017 | M | 10,000 | $15.12 | A | 47,991 | D | |
| Class A Common StockF1 | Nov 27, 2017 | S | 10,000 | $35.00 | D | 37,991 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $15.12 | Nov 27, 2017 | M | 10,000 | D | — | Dec 10, 2025 | Class A Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1Includes 30,814 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3One-fourth (1/4th) of the shares subject to the option vested on November 30, 2016, and one forty-eighth (1/48th) of the total shares subject to the option vests monthly thereafter, subject to the Reporting Person continuing to be a Service Provider through each applicable vesting date.