SEC Form 4 · accession 0000109380-17-000249
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · ZION
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Morris
Officer — Executive Vice President
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 1,857 | $28.59 | A | 24,058 | D | |
| Common Stock | Nov 28, 2017 | S | 1,257 | $47.91 | D | 22,801 | D | |
| Common Stock | Nov 28, 2017 | S | 100 | $47.912 | D | 22,701 | D | |
| Common Stock | Nov 28, 2017 | S | 500 | $47.915 | D | 22,201 | D | |
| Common Stock | Nov 28, 2017 | M | 3,714 | $28.59 | A | 25,915 | D | |
| Common Stock | Nov 28, 2017 | S | 1,914 | $47.961 | D | 24,001 | D | |
| Common Stock | Nov 28, 2017 | S | 1,600 | $47.968 | D | 22,401 | D | |
| Common Stock | Nov 28, 2017 | S | 200 | $47.97 | D | 22,201 | D | |
| Common Stock | Nov 28, 2017 | M | 1,616 | $29.02 | A | 23,817 | D | |
| Common Stock | Nov 28, 2017 | S | 815 | $47.89 | D | 23,002 | D | |
| Common Stock | Nov 28, 2017 | S | 501 | $47.89 | D | 22,501 | D | |
| Common Stock | Nov 28, 2017 | S | 300 | $47.895 | D | 22,201 | D | |
| Common Stock | Nov 28, 2017 | M | 4,175 | $29.02 | A | 26,376 | D | |
| Common Stock | Nov 28, 2017 | S | 4,175 | $47.991 | D | 22,201 | D | |
| Common Stock | Nov 28, 2017 | M | 2,681 | $20.99 | A | 24,882 | D | |
| Common Stock | Nov 28, 2017 | S | 433 | $47.95 | D | 24,449 | D | |
| Common Stock | Nov 28, 2017 | S | 1,725 | $47.96 | D | 22,724 | D | |
| Common Stock | Nov 28, 2017 | S | 523 | $47.96 | D | 22,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $28.59 | Nov 28, 2017 | M | 1,857 | D | — | May 29, 2021 | Common Stock | 1,857 | 3,714 | D |
| Stock Option (right to buy)F1 | $28.59 | Nov 28, 2017 | M | 3,714 | D | — | May 29, 2021 | Common Stock | 3,714 | 0 | D |
| Stock Option (right to buy)F1 | $29.02 | Nov 28, 2017 | M | 1,616 | D | — | May 21, 2022 | Common Stock | 1,616 | 7,071 | D |
| Stock Option (right to buy)F1 | $29.02 | Nov 28, 2017 | M | 4,175 | D | — | May 21, 2022 | Common Stock | 4,175 | 2,896 | D |
| Stock Option (right to buy)F1 | $20.99 | Nov 28, 2017 | M | 2,681 | D | — | Feb 11, 2023 | Common Stock | 2,681 | 5,362 | D |
Explanation of responses
- F1Grant has a graded vesting schedule. Date exercisable will vary for each vesting tranche.