SEC Form 4 · accession 0001225208-17-017733
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Remiker
Officer — Sr. EVP of Principal Sub
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 14,263 | $7.06 | A | 271,326 | D | |
| Common Stock | Nov 28, 2017 | M | 12,329 | $9.08 | A | 283,655 | D | |
| Common Stock | Nov 28, 2017 | F | 7,409 | $13.59 | D | 276,246 | D | |
| Common Stock | Nov 28, 2017 | F | 8,225 | $13.61 | D | 268,021 | D | |
| Common Stock | holding | — | — | — | 9,847 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy)F1 | $7.06 | Nov 28, 2017 | M | 14,263 | D | May 1, 2014 | May 1, 2020 | Common Stock | 14,263 | 10,679 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | Nov 28, 2017 | M | 12,329 | D | May 1, 2015 | May 1, 2021 | Common Stock | 12,329 | 48,514 | D |
| Employee/Director Stock Option (Right to Buy)F2 | $6.77 | holding | — | — | — | May 1, 2013 | May 1, 2019 | Common Stock | 23,723 | 23,723 | D |
| Employee/Director Stock Option (Right to Buy) | $10.06 | holding | — | — | — | May 1, 2017 | May 1, 2026 | Common Stock | 69,124 | 69,124 | D |
| Employee/Director Stock Option (Right to Buy) | $10.89 | holding | — | — | — | May 1, 2016 | May 1, 2025 | Common Stock | 55,447 | 55,447 | D |
| Employee/Director Stock Option (Right to Buy) | $13.09 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 58,718 | 58,718 | D |
Explanation of responses
- F1The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.
- F2Options become exercisable in 3 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary of the grant date, when a portion of the options first become exercisable.